Oklahoma

§71-1-408. Termination of employment or association of agent and

§71-1-409. Withdrawal of registration of broker-dealer, agent,

§71-1-410. Postregistration requirements.

§71-1-411. Denial, revocation, suspension, withdrawal, restriction,

§71-1-501. General fraud.

§71-1-502. Prohibited conduct in providing investment advice.

§71-1-503. Evidentiary burden.

§71-1-504. Filing of sales and advertising literature.

§71-1-505. Misleading filings.

§71-1-506. Misrepresentations concerning registration or exemption.

§71-1-507. Qualified immunity.

§71-1-508. Violations - Criminal penalties - Administrative fines.

§71-1-509. Civil liability.

§71-1-510. Rescission offers.

§71-1-601. Administration — Creation of Oklahoma Securities

§71-1-602. Investigations and subpoenas.

§71-1-603. Civil enforcement.

§71-1-604. Administrative enforcement.

§71-1-605. Rules, forms, orders, interpretative opinions, and

§71-1-606. Administrative files and opinions.

§71-1-607. Public records - Confidentiality.

§71-1-608. Uniformity and cooperation with other agencies.

§71-1-609. Commission review of order - Judicial review.

§71-1-610. Jurisdiction.

§71-1-611. Service of process.

§71-1-612. Fees.

§71-1-613. Availability of data for supervision of personnel -

§71-1-701. Application of act to existing proceedings and rights.

§71-2. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-3. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-4. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-5. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-6. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-7. Repealed by Laws 1985, c. 178, § 81, operative July 1, 1985.

§71-8. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-9. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-10. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-11. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-12. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-13. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-14. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-15. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10,

§71-16. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-17. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-101. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-102. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-103. Repealed by Laws 1995, c. 196, § 20, eff. July 1, 1995.

§71-201. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-202. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-202.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-203. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-204. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-301. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-302. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-303. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-304. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-304.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-305. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-305.1. Repealed by Laws 1987, c. 208, § 120, operative July 1,

§71-305.2. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-306. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-307. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-401. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-402. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-403. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-404. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-405. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-406. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-406.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-407. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-408. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-409. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-410. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-411. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-411.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-412. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-412.1. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-413. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-414. Definitions.

§71-415. Public announcement of take-over bid - Filing of required

§71-416. Statutory procedure must be followed.

§71-417. Discrimination prohibited.

§71-418. Copies of information to be filed with certain regulatory

§71-419. Liabilities, remedies and penalties.

§71-420. Rules and regulations.

§71-421. Exemptions.

§71-431. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-432. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-433. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-434. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-435. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-436. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-437. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-438. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-439. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-440. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-441. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-442. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-443. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-444. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-445. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-446. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-447. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-448. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-449. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-450. Repealed by Laws 1985, c. 285, § 16, emerg. eff. July 22,

§71-451. Short title.

§71-452. Definitions.

§71-453. Effective take-over offer required - Registration

§71-454. Solicitation materials - Filing - Prohibited use.

§71-455. Fraudulent, deceptive and manipulative acts prohibited.

§71-456. Actions of offeror - Limitations.

§71-457. Powers of Administrator - Rules and forms - Exemptions

§71-458. Registration fee.

§71-459. Violations - Cease and desist orders - Injunctions.

§71-460. Violations - Penalty - Evidence.

§71-461. Liability of offeror - Rights and remedies of seller.

§71-462. Application of provisions of Oklahoma Securities Act.

§71-501. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-502. Repealed by Laws 1989, c. 154, § 2, operative July 1,

§71-503. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10,

§71-504. Repealed by Laws 1980, c. 68, § 1, emerg. eff. April 10,

§71-601. Citation.

§71-602. Definitions.

§71-621. Registration - Violations.

§71-622. Exemptions.

§71-623. Additional exemptions.

§71-624. Burden of proof.

§71-625. Application for registration.

§71-626. Public offering statements - Contents - Violations - Uses.

§71-627. Orders - Application for registration - Filing of

§71-628. Denial of effectiveness to, suspension or revocation of

§71-631. License required - Exemption.

§71-632. Repealed by Laws 2022, c. 78, § 15, eff. Nov. 1, 2022.

§71-633. Records - Copies - Inspection - Rules.

§71-634. Repealed by Laws 2022, c. 78, § 15, eff. Nov. 1, 2022.

§71-641. Fraud - Penalty.

§71-642. Liens and encumbrances.

§71-643. Contracts - Voiding - Rescinding - Revoking.

§71-644. Notice to purchaser - Signatures - Rescission of contract.

§71-651. Administration of Code - Personal use of information -

§71-652. Fees - Disposition.

§71-653. Advertising.

§71-654. Fraud - Filing of documents and information.

§71-655. Presumptions - Fraud - Violations.

§71-656. Power and duties of Administrator.

§71-657. Injunctions - Intervention in suits involving subdivided

§71-658. Violation of Code - Fine.

§71-659. Liability to purchaser - Persons liable - Limitation of

§71-660. Summary prohibition of offers or dispositions.

§71-661. Review of orders.

§71-662. Rules, forms and orders - Making, amending or rescinding -

§71-663. Filing of documents - Register - Inspection - Copies -

§71-664. Consent to service of process - Service.

§71-665. Dispositions and offers - Application of law - Acceptance.

§71-666. Liens and encumbrances.

§71-667. Construction of act.

§71-701. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-702. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-703. Repealed by Laws 2003, c. 347, § 53, eff. July 1, 2004.

§71-801. Short title.

§71-802. Definitions.

§71-803. Exemptions.

§71-804. Denial or revocation of exemption - Orders and violation

§71-805. Burden of proving exemption.

§71-806. Certain sales unlawful.

§71-807. Registration procedure.

§71-808. Disclosure document.

§71-809. Contracts or agreements required - Contents.

§71-810. Suspension or revocation of registration - Grounds -

§71-811. Minimum net worth requirement.

§71-812. Administration of act - Use of disclosure of information.

§71-813. Investigations and proceedings - Powers and duties of

§71-814. Violation of act - Orders - Penalties.

§71-815. Review of orders.

§71-816. Rules, forms and orders - Making, amending and rescinding.

§71-817. Document filed when received by Administrator - Register

§71-818. Application of act - Offer to sell, communication thereof

§71-819. Fraud or deceit unlawful.

§71-820. False or misleading statements unlawful.

§71-821. Conclusiveness of filed document.

§71-822. Misleading advertising unlawful.

§71-823. Violations - Penalty - Criminal prosecutions.

§71-824. Violations - Civil actions.

§71-825. Aiding and abetting violation.

§71-826. Limitation of actions - Remedies not exclusive - Waiver of

§71-827. Construction of act.

§71-828. Oklahoma Securities Act - Application.

§71-829. Fees and charges - Deposits.

§71-901. Short title.

§71-902. Definitions.

§71-903. Rules governing registration in beneficiary form.

§71-904. Applicable law.

§71-905. Origination of registration in beneficiary form.

§71-906. Form of registration.

§71-907. Effect of registration.

§71-908. Ownership on death - Rights of creditors.

§71-909. Protections for registering entity.

§71-910. Nonprobate transfer - Liability of transferees.

§71-911. Terms, conditions and form for registration.

§71-912. Construction.

§71-913. Application.