§71-1-606. Administrative files and opinions.
204 words·~1 min read·
/ok/title-71-securities/71-1-606A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
A. The Administrator shall maintain, or designate a person to maintain, a register of applications for registration of securities; registration statements; notice filings; applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have been effective under this act or the predecessor act; notices of claims of exemption from registration or notice filing requirements contained in a record; orders issued under this act or the predecessor act; and interpretative opinions or no action determinations issued under this act.
B. The Administrator shall make all rules, forms, interpretative opinions, and orders available to the public.
C. The Administrator shall furnish a copy of a record that is a public record or a certification that the public record does not exist to a person who so requests. The charge for furnishing the record or certification shall be specified in Section 1-612 of this title. A copy of the record certified or a certificate by the Administrator of a record's nonexistence is prima facie evidence of a record or its nonexistence. Added by Laws 2003, c. 347, § 44, eff. July 1, 2004. Amended by Laws 2022, c. 77, § 37, eff. Nov. 1, 2022.