§71-633. Records - Copies - Inspection - Rules.
182 words·~1 min read·
/ok/title-71-securities/71-633A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
A. Agents shall make and keep all accounts, correspondence, memoranda, papers, books and other records as the Administrator by rule requires and shall keep them for at least six
(6)years, and for the first three
(3)years in a readily accessible location, unless the Administrator by rule prescribes otherwise. The Administrator may require that copies of any such records be provided by the agent to the subdivider for retention and inspection by the Administrator under such rules as the Administrator may prescribe. All required records shall be made available to the Administrator upon request for inspection at his or her office or such other place as he or she may require. The Administrator may accept copies of records at his or her discretion.
B. The Administrator may prescribe rules for the conduct of business by agents as he or she finds appropriate in the public interest for the protection of purchasers. Added by Laws 1977, c. 95, § 633. Amended by Laws 1989, c. 150, § 10, operative July 1, 1989; Laws 2022, c. 78, § 7, eff. Nov. 1, 2022.