Alaska
Title 45 · Chapter 56
57 entries
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Sec. 45.56.100. Securities registration requirement.
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Sec. 45.56.110. Exempt securities.
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Sec. 45.56.120. Exempt transactions.
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Sec. 45.56.130. Small intrastate securities offerings.
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Sec. 45.56.140. Disqualifier.
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Sec. 45.56.150. Waiver and modification.
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Sec. 45.56.160. Denial, suspension, revocation, condition, or limitation of exemptions.
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Sec. 45.56.170. Securities registration by coordination.
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Sec. 45.56.180. Securities registration by qualification.
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Sec. 45.56.190. Securities registration filings.
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Sec. 45.56.200. Notice filing of federal covered securities.
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Sec. 45.56.210. Viatical settlement interests.
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Sec. 45.56.220. Waiver and modification.
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Sec. 45.56.230. Denial, suspension, and revocation of securities registration.
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Sec. 45.56.300. Broker-dealer registration requirement and exemptions.
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Sec. 45.56.310. Limited registration of Canadian broker-dealers and agents.
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Sec. 45.56.320. Registration exemption for merger and acquisition broker.
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Sec. 45.56.330. Agent registration requirement and exemptions.
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Sec. 45.56.340. Investment adviser registration requirement and exemptions.
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Sec. 45.56.350. Investment adviser representative registration requirement and exemptions.
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Sec. 45.56.360. Federal covered investment adviser notice filing requirement.
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Sec. 45.56.370. Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
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Sec. 45.56.380. Succession and change in registration of broker-dealer or investment adviser.
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Sec. 45.56.390. Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
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Sec. 45.56.400. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
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Sec. 45.56.410. Fees.
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Sec. 45.56.420. Post registration requirements.
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Sec. 45.56.430. Protecting older and vulnerable adults from financial exploitation.
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Sec. 45.56.440. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
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Sec. 45.56.500. General fraud.
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Sec. 45.56.510. Prohibited conduct in providing investment advice.
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Sec. 45.56.520. Misleading filings.
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Sec. 45.56.530. Misrepresentations concerning registration or exemption.
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Sec. 45.56.540. Evidentiary burden.
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Sec. 45.56.550. Filing of sales and advertising literature.
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Sec. 45.56.560. Qualified immunity.
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Sec. 45.56.600. Administration.
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Sec. 45.56.610. Administrative files and opinions.
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Sec. 45.56.620. Public records; confidentiality.
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Sec. 45.56.630. Uniformity and cooperation with other agencies.
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Sec. 45.56.640. Securities investor education and training fund.
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Sec. 45.56.650. Service of process.
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Sec. 45.56.660. Applicability of the chapter.
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Sec. 45.56.670. Regulations, forms, orders, interpretative opinions, and hearings.
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Sec. 45.56.680. Investigations and subpoenas.
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Sec. 45.56.690. Administrative enforcement.
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Sec. 45.56.700. Civil enforcement.
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Sec. 45.56.710. Civil liability.
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Sec. 45.56.720. Rescission offers.
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Sec. 45.56.730. Criminal enforcement.
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Sec. 45.56.740. Judicial review.
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Sec. 45.56.800. Reimbursement of expenses incident to examination or investigation.
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Sec. 45.56.810. Electronic records and signatures.
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Sec. 45.56.820. References to federal statutes.
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Sec. 45.56.830. References to federal agencies.
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Sec. 45.56.900. Definitions.
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Sec. 45.56.995. Short title.