Sec. 45.56.560. Qualified immunity.
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/ak/title-45/chapter-56/45-56-560A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Sec. 45.56.560. Qualified immunity.
A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the administrator, a designee of the administrator, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
Article 4. Administration and Judicial Review.