Sec. 45.56.410. Fees.

167 words·~1 min read·/ak/title-45/chapter-56/45-56-410

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(a)The administrator shall establish fees by regulation for

(1)an initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;

(2)an application for registration as an agent and renewal of registration as an agent;

(3)an application for registration as an investment adviser and renewal of registration as an investment adviser;

(4)an application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and

(5)an initial fee and annual notice fee for a federal covered investment adviser required to file a notice under AS 45.56.360 .

(b)A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as provided by a regulation adopted or order issued under this chapter.

(c)The administrator may establish other fees by regulation as necessary to administer this chapter.