§ 78a. Short title
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/usc/title-15/section-78aA research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This chapter may be cited as the “Securities Exchange Act of 1934.”
(June 6, 1934, ch. 404, title I, § 1, 48 Stat. 881.)
Connections8,104 cite this · traces to 26
Cited by 8,104 sections · top 60
U.S. Code
- § 78sRegistration, responsibilities, and oversight of self-regulatory organizations
- § 78fNational securities exchanges
- § 78cDefinitions and application
- § 1aDefinitions
- § 78mPeriodical and other reports
- § 2Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
- § 78oRegistration and regulation of brokers and dealers
- § 77cClasses of securities under this subchapter
- § 78lRegistration requirements for securities
- § 5301Definitions
- § 78qRecords and reports
- § 5481Definitions
- § 78wRules, regulations, and orders; annual reports
- § 101Definitions
- § 1844Administration
- § 5318Compliance, exemptions, and summons authority
- § 1821Insurance Funds
- § 635Powers and functions of Bank
- § 78mmGeneral exemptive authority
- § 78dSecurities and Exchange Commission
- § 1602Definitions
- § 6sRegistration and regulation of swap dealers and major swap participants
- § 78nProxies
- § 1831oPrompt corrective action
- § 5221Executive compensation and corporate governance
- § 78bNecessity for regulation
- § 4121Definitions
- § 77gInformation required in registration statement
- § 77sSpecial powers of Commission
- § 1108Exemptions from prohibited transactions
- § 6Regulation of futures trading and foreign transactions
- § 78eeTransaction fees
- § 5312Definitions and application
- § 12aRegistration of commodity dealers and associated persons; regulation of registered entities
- § 78uInvestigations and actions
- § 1787Payment of insurance
- § 5390Powers and duties of the Corporation
- § 1956Laundering of monetary instruments
- § 162Trade or business expenses
- § 78xPublic availability of information
- § 3149Grants for economic adjustment
- § 4975Tax on prohibited transactions
- § 1135Regulations
- § 5462Definitions
- § 77tInjunctions and prosecution of offenses
- § 78tLiability of controlling persons and persons who aid and abet violations
- § 6805Enforcement
- § 6mUse of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law
- § 77kCivil liabilities on account of false registration statement
- § 78ffPenalties
- § 78rLiability for misleading statements
- § 78bbEffect on existing law
- § 27aExclusion of identified banking product
- § 7202Commission rules and enforcement
- § 78ddForeign securities exchanges
- § 2197General provisions relating to insurance, guaranty, financing, and reinsurance programs
- § 78ccValidity of contracts
- § 1691cAdministrative enforcement
- § 78eeeProtection of customers
public-private-law
Traces to 26 documents
U.S. Code
- Directors, officers, and principal stockholders§ 78p
- Establishment of the Bureau of Consumer Financial Protection§ 5491
- Securities and Exchange Commission§ 78d
- Small Business Capital Formation Advisory Committee§ 78qq
- Exempted transactions§ 77d
- Authority to provide for review of regulated entities§ 4519
- Repayment by Secretary of loans of bankrupt, deceased, or disabled borrowers; treatment of borrowers attending schools that fail to provide a refund, attending closed schools, or falsely certified as eligible to borrow§ 1087
- Duties of the Commission§ 994
- Comparability in compensation schedules§ 1833b
- Transaction fees§ 78ee
- Securities and Exchange Commission§ 4802
- Foreign securities exchanges§ 78dd
- Definitions§ 1002
- Civil remedies§ 1964
- Insured depository institution capital requirements for transfers of small business obligations§ 1835
- Necessity for regulation§ 78b
- Functions of Council§ 3305
- Annual public debt report§ 3130
- Procedure§ 3121
- Proxies§ 78n
- Records and reports§ 78q
- Standards for depository institutions holding securities of a Government-sponsored corporation for customers§ 9110
- Definitions and application§ 78c
82 references not yet in our index
- June 6, 1934, ch. 404
- 48 Stat. 881
- act June 6, 1934, ch. 404
- Pub. L. 119–60, div. H, title LXXXI, § 8103(a)
- 139 Stat. 1838
- 136 Stat. 3421
- 132 Stat. 1143
- 130 Stat. 1447
- Pub. L. 112–106, § 1
- 126 Stat. 306
- Pub. L. 111–203, title IX, § 901
- 124 Stat. 1822
- Pub. L. 109–291, § 1
- 120 Stat. 1327
- section 181 of Title 23
- Pub. L. 108–458, title VII, § 7803(a)
- 118 Stat. 3861
- Pub. L. 107–204, title XI, § 1101
- 116 Stat. 807
- Pub. L. 107–123, § 1
- 115 Stat. 2390
- Pub. L. 105–366, § 1
- 112 Stat. 3302
- Pub. L. 105–353, § 1
- 112 Stat. 3227
- Pub. L. 104–290, § 1(a)
- 110 Stat. 3416
- Pub. L. 104–290, title I, § 101
- 110 Stat. 3417
- Pub. L. 104–290, title IV, § 401
- 110 Stat. 3441
- Pub. L. 104–67, § 1(a)
- 109 Stat. 737
- Pub. L. 103–389, § 1
- 108 Stat. 4081
- Pub. L. 103–325, title II, § 201
- 108 Stat. 2198
- Pub. L. 103–325
- Pub. L. 103–202, § 1(a)
- 107 Stat. 2344
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§ 78a
Short title
Fed. Reg.×7,150
Bills×398
U.S.C.×218
C.F.R.×161
Stat.×126
Stat. Comp.×40
Pub. L.×10
ActJune 6, 1934, ch. 404
Stat.48 Stat. 881
Actact June 6, 1934, ch. 404
Cites 108 · showing 12Cited by 8,104 across 8 sources