§ 6l. Commodity trading advisors and commodity pool operators; Congressional finding
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It is hereby found that the activities of commodity trading advisors and commodity pool operators are affected with a national public interest in that, among other things—
(1)their advice, counsel, publications, writings, analyses, and reports are furnished and distributed, and their contracts, solicitations, subscriptions, agreements, and other arrangements with clients take place and are negotiated and performed by the use of the mails and other means and instrumentalities of interstate commerce;
(2)their advice, counsel, publications, writings, analyses, and reports customarily relate to and their operations are directed toward and cause the purchase and sale of commodities for future delivery on or subject to the rules of contract markets or derivatives transaction execution facilities; and
(3)the foregoing transactions occur in such volume as to affect substantially transactions on contract markets or derivatives transaction execution facilities.
(Sept. 21, 1922, ch. 369, § 4l, as added Pub. L. 93–463, title II, § 205(a), Oct. 23, 1974, 88 Stat. 1397; Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(10)], Dec. 21, 2000, 114 Stat. 2763, 2763A–408.)
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- Sec. 210Elimination of obsolete references to derivative transaction execution facilities
- Sec. 209Elimination of obsolete references to derivative transaction execution facilities
- Sec. 209Elimination of obsolete references to derivative transaction execution facilities
- Sec. 5Additional amendments
- Sec. 5Additional amendments
7 references not yet in our index
- Sept. 21, 1922, ch. 369, § 4
- Pub. L. 93–463, title II, § 205(a)
- 88 Stat. 1397
- Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(10)]
- 114 Stat. 2763
- Pub. L. 106–554
- section 418 of Pub. L. 93–463
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§ 6l
Commodity trading advisors and commodity pool operators; Congressional finding
Bills×5
Fed. Reg.×2
Stat.×2
Stat. Comp.×1
ActSept. 21, 1922, ch. 369, § 4
Pub. L.Pub. L. 93–463, title II, § 205(a)
Stat.88 Stat. 1397
Pub. L.Pub. L. 106–554, § 1(a)(5) [title I, § 123(a)(10)]
Stat.114 Stat. 2763
Cites 8 · showing 6Cited by 10 across 4 sources