§ 7b. Suspension or revocation of designation as registered entity
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/usc/title-7/section-7bA research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The failure of a registered entity to comply with any provision of this chapter, or any regulation or order of the Commission under this chapter, shall be cause for the suspension of the registered entity for a period not to exceed 180 days, or revocation of designation as a registered entity, in accordance with the procedures and subject to the judicial review provided in section 8(b) of this title.
(Sept. 21, 1922, ch. 369, § 5e, formerly § 5b, as added June 15, 1936, ch. 545, § 7, 49 Stat. 1498; amended Pub. L. 90–258, § 13, Feb. 19, 1968, 82 Stat. 30; Pub. L. 93–463, title I, § 103(a), (b), Oct. 23, 1974, 88 Stat. 1392; Pub. L. 102–546, title II, § 209(b)(3), Oct. 28, 1992, 106 Stat. 3607; renumbered § 5e and amended Pub. L. 106–554, § 1(a)(5) [title I, §§ 110(1), 115], Dec. 21, 2000, 114 Stat. 2763, 2763A–384, 2763A–402; Pub. L. 110–234, title XIII, § 13203(l), May 22, 2008, 122 Stat. 1441; Pub. L. 110–246, § 4(a), title XIII, § 13203(l), June 18, 2008, 122 Stat. 1664, 2203; Pub. L. 111–203, title VII, § 749(d), July 21, 2010, 124 Stat. 1747.)
Connections39 cite this · traces to 5
Cited by 39 sections · top 27
U.S. Code
- § 1aDefinitions
- § 2Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce
- § 12Public disclosure
- § 8Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals
- § 6804Rulemaking
- § 5364Policies and procedures to identify and prevent restricted transactions
- § 9cNotice of investigations and enforcement actions
statutes-at-large
- Public Law 93–463To amend the Commodity Exchange Act to strengthen the regulation of futures trading, to bring all agricultural and other commodities traded on exchanges under regulation, and for other purposes
- Public Law 90–253
- Public Law 106–554Making consolidated appropriations for the fiscal year ending September 30, 2001, and for other purposes
- Public Law 102–546To amend the Commodity Exchange Act to improve the regulation of futures and options traded under rules and regulations of the Commodity Futures Trading Commission; to establish registration standards for all exchange floor traders; to restrict practices which may lead to the abuse of outside custom
- Public Law 110–234To provide for the continuation of agricultural programs through fiscal year 2012, and for other purposes
- Public Law 110–246To provide for the continuation of agricultural and other programs of the Department of Agriculture through fiscal year 2012, and for other purposes
- Public Law 111–203To promote the financial stability of the United States by improving accountability and transparency in the financial system, to end “too big to fail”, to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes
register
- Rules and RegulationsFinal rule; request for comments
- Proposed RulesProposed rulemaking
- Proposed RulesNotice of proposed rulemaking
- Rules and RegulationsFinal rules
- Proposed RulesProposed rules
- Proposed RulesNotice of proposed rulemaking
- NoticesNotice of proposed rulemaking
- Rules and RegulationsFinal rulemaking
- Proposed RulesNotice of proposed rulemaking
- Rules and RegulationsProposed rule
- Rules and RegulationsFinal rule
- Rules and RegulationsFinal rulemaking
statute-compilations
Traces to 5 documents
U.S. Code
- Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals§ 8
- Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 2
- Definitions§ 1a
- Definition of Secretary§ 8701
- Short title§ 1
32 references not yet in our index
- Sept. 21, 1922, ch. 369, § 5e
- June 15, 1936, ch. 545, § 7
- 49 Stat. 1498
- Pub. L. 90–258, § 13
- 82 Stat. 30
- Pub. L. 93–463, title I, § 103(a)
- 88 Stat. 1392
- Pub. L. 102–546, title II, § 209(b)(3)
- 106 Stat. 3607
- Pub. L. 106–554, § 1(a)(5) [title I, §§ 110(1), 115]
- 114 Stat. 2763
- Pub. L. 110–234, title XIII, § 13203
- 122 Stat. 1441
- Pub. L. 110–246, § 4(a)
- 122 Stat. 1664
- Pub. L. 111–203, title VII, § 749(d)
- 124 Stat. 1747
- Pub. L. 110–234
- Pub. L. 110–246
- section 4(a) of Pub. L. 110–246
- Pub. L. 111–203
- Pub. L. 110–246, § 13203
- Pub. L. 106–554, § 1(a)(5) [title I, § 115]
- Pub. L. 102–546
- Pub. L. 93–463, § 103(a)
- Pub. L. 90–258
- section 754 of Pub. L. 111–203
- section 4 of Pub. L. 110–246
- section 13204(a) of Pub. L. 110–246
- Pub. L. 93–463
- section 418 of Pub. L. 93–463
- section 28 of Pub. L. 90–258
Citation graph
cites case law
§ 7b
Suspension or revocation of designation as registered entity
U.S.C.×17
Fed. Reg.×12
Stat.×9
Stat. Comp.×1
ActSept. 21, 1922, ch. 369, § 5e
ActJune 15, 1936, ch. 545, § 7
Stat.49 Stat. 1498
Pub. L.Pub. L. 90–258, § 13
Stat.82 Stat. 30
Cites 37 · showing 10Cited by 39 across 4 sources