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Code · U.S. Code · Title 15 - COMMERCE AND TRADE · CHAPTER 2E— OMNIBUS SMALL BUSINESS CAPITAL FORMATION · SUBCHAPTER II— INVESTMENT ADVISERS · § 80b–18b

§ 80b–18b. Custody of client accounts

148 words·~1 min read·/usc/title-15/section-80b-18b

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An investment adviser registered under this subchapter shall take such steps to safeguard client assets over which such adviser has custody, including, without limitation, verification of such assets by an independent public accountant, as the Commission may, by rule, prescribe. ( Aug. 22, 1940, ch. 686 , title II, § 223, as added Pub. L. 111–203, title IV, § 411 , July 21, 2010 , 124 Stat. 1577 .)
Connections8 cite this
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  • Pub. L. 111-203
  • 124 Stat. 1577
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§ 80b–18b
Custody of client accounts
Fed. Reg.×8
Pub. L.Pub. L. 111-203
Stat.124 Stat. 1577
Cites 2Cited by 8 across 1 source
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