§ 80b–17. Penalties

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Any person who willfully violates any provision of this subchapter, or any rule, regulation, or order promulgated by the Commission under authority thereof, shall, upon conviction, be fined not more than $10,000, imprisoned for not more than five years, or both. ( Aug. 22, 1940, ch. 686 , title II, § 217, 54 Stat. 857 ; Pub. L. 86–750, § 15 , Sept. 13, 1960 , 74 Stat. 888 ; Pub. L. 94–29, § 27(f) , June 4, 1975 , 89 Stat. 163 .)

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U.S. Code

§ 3301
Securities fraud offenses

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54 Stat. 857
Pub. L. 86-750
74 Stat. 888
Pub. L. 94-29
89 Stat. 163

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§ 80b–17

Penalties

Fed. Reg.×7

U.S.C.×1

Stat.54 Stat. 857

Pub. L.Pub. L. 86-750

Stat.74 Stat. 888

Pub. L.Pub. L. 94-29

Stat.89 Stat. 163

Cites 5Cited by 8 across 2 sources