§ 249.1001. Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
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/us/cfr/t17/s§ 249.1001A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration. \[70 FR 37632, June 29, 2005\] Editorial Note:For Federal Register citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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- Presidential DocumentsFinal rule
- Rules and RegulationsProposed rules and amendments to joint industry plans
- NoticesNotice of proposed rulemaking
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesSECURITIES AND EXCHANGE COMMISSION
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- Proposed RulesPublication of list of rules scheduled for review
- NoticesFinal rule
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesProposed rules and amendments to joint industry plans
- NoticesSECURITIES AND EXCHANGE COMMISSION
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- Rules and RegulationsProposed rule
- NoticesFinal rule and form; final rule amendment; technical amendment
- NoticesProposed rules
- NoticesFinal rules and amendments to joint industry plans
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§ 249.1001
Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
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