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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 249 — Forms, Securities Exchange Act of 1934 · § 249.1002

§ 249.1002. Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

47 words·~1 min read·/us/cfr/t17/s§ 249.1002

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This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration. \[86 FR 18814, Apr. 9, 2021\]
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§ 249.1002
Form CC, for application for registration as a competing consolidator or to amend such an application or registration.
Fed. Reg.×2
C.F.R.×1
U.S.C.§ 78k–1
Cites 1Cited by 3 across 2 sources
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