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Code · CFR · Title 12 — Banks and Banking · Part 335 — Securities of State Nonmember Banks and State Savings Associations · § 335.613

§ 335.613. Annual statement of beneficial ownership of securities (Form 5).

75 words·~1 min read·/us/cfr/t12/s§ 335.613·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

This form shall be filed in lieu of SEC Form 5 pursuant to SEC Rules for annual statements of beneficial ownership of securities. The FDIC is authorized to solicit the information required by this form pursuant to sections 16(a) and 23(a) of the Exchange Act (15 U.S.C. 78p and 78w) and the rules and regulations thereunder. SEC regulations referenced in this form are codified at 17 CFR part 240. [75 FR 73950, Nov. 30, 2010]
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  • 17 CFR 240
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§ 335.613
Annual statement of beneficial ownership of securities (Form 5).
Fed. Reg.×2
Cite17 CFR 240
Cites 2Cited by 2 across 1 source
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