South Dakota
Title 47 · Chapter 47-31
53 entries
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47-31A-101. 47-31A-101 to 47-31A-420. Repealed by SL 2004, ch 278, § 52
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47-31B-101. Short title.
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47-31B-102. Definitions.
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47-31B-103. References to federal statutes.
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47-31B-104. References to federal agencies.
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47-31B-105. Electronic records and signatures.
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47-31B-201. Exempt securities.
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47-31B-202. Exempt transactions.
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47-31B-203. Additional exemptions and waivers.
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47-31B-204. Denial, suspension, revocation, condition, or limitation of exemptions.
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47-31B-301. Securities registration requirement.
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47-31B-302. Notice filing.
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47-31B-303. Securities registration by coordination.
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47-31B-304. Securities registration by qualification.
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47-31B-305. Securities registration filings.
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47-31B-306. Denial, suspension, and revocation of securities registration.
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47-31B-307. Waiver and modification.
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47-31B-401. Broker-dealer registration requirement and exemptions.
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47-31B-402. Agent registration requirement and exemptions.
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47-31B-403. Investment adviser registration and exemptions.
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47-31B-404. Investment adviser representative registration requirement and exemptions.
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47-31B-405. Federal covered investment adviser notice filing requirement.
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47-31B-406. Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
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47-31B-407. Succession and change in registration of broker-dealer or investment advisor.
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47-31B-408. Termination of employment or association of agent and investment adviser representative--Transfer of employment or association.
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47-31B-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
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47-31B-410. Filing fees.
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47-31B-411. Postregistration requirements.
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47-31B-412. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
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47-31B-501. General fraud.
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47-31B-502. Prohibited conduct in providing investment advice.
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47-31B-503. Evidentiary burden.
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47-31B-504. Filing of sales and advertising literature.
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47-31B-505. Misleading filings.
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47-31B-506. Misrepresentations concerning registration or exemption.
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47-31B-507. Qualified immunity.
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47-31B-508. Criminal penalties.
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47-31B-509. Civil liability.
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47-31B-510. Rescission offers.
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47-31B-601. Administration.
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47-31B-602. Investigations and subpoenas.
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47-31B-603. Civil enforcement.
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47-31B-604. Administrative enforcement.
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47-31B-605. Rules, forms, orders, interpretive opinions, and hearings.
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47-31B-606. Administrative files and opinions.
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47-31B-607. Public records--Confidentiality.
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47-31B-608. Uniformity and cooperation with other agencies.
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47-31B-609. Judicial review.
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47-31B-610. Jurisdiction.
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47-31B-611. Service of process.
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47-31B-612. Severability clause.
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47-31B-701. 47-31B-701, 47-31B-702. Reserved
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47-31B-703. Application of chapter to existing proceeding and existing rights and duties.