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Code · South Dakota · Title 47 · Chapter 47-31

47-31B-507. Qualified immunity.

103 words·~1 min read·/sd/title-47/chapter-47-31/47-31b-507·

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A broker - dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker - dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the director, or designee of the director, the Securities and Exchange Commission, or a self - regulatory organization, unless the person knew, or should have known at the time that the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
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