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Oregon
ORS Chapter 59 · Securities Regulation
96 entries
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59.005 Short title
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59.010 [Repealed by 1967 c.537 §36]
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59.015 Definitions for Oregon Securities Law
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59.020 [Repealed by 1967 c.537 §36]
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59.025 Securities exempt from registration
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59.030 [Repealed by 1967 c.537 §36]
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59.035 Transactions exempt from registration
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59.045 Authority of director to deny, withdraw or condition exemptions
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59.047 [1981 c.292 §2; 1985 c.349 §5; repealed by 1987 c.603 §30]
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59.049 Federal covered securities exempt from registration; notice filings; fees; rules
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59.050 [1981 c.292 §3; 1985 c.349 §6; repealed by 1987 c.603 §30]
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59.051 Statutory references to federal law
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59.052 [1981 c.292 §4; 1985 c.349 §7; repealed by 1987 c.603 §30] (Registration of Securities)
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59.055 Conditions of offer and sale of securities
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59.065 Registration procedures; application; fees; rules
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59.070 Amended registration application; when required; fees
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59.075 Registration by director; expiration; renewal; fee; rules
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59.078 [1973 c.366 §8; repealed by 1987 c.603 §30]
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59.085 Conditions imposed on registration
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59.095 Approval of plan to issue securities in exchange for other securities, claims or property
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59.105 Denial, suspension or revocation of registration
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59.110 [Amended by 1953 c.690 §3; 1955 c.201 §1; 1957 c.47 §1; 1963 c.244 §1; 1965 c.241 §2; repeale…
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59.115 Liability in connection with sale or successful solicitation of sale of securities; recovery by purchaser; limitations on proceeding; attorn
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59.120 [Amended by 1955 c.196 §1; 1957 c.116 §1; 1963 c.244 §2; repealed by 1967 c.537 §36]
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59.125 Effect of notice of offer to repay purchaser; exceptions; registration of transaction
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59.127 Liability in connection with purchase or successful solicitation of purchase of securities; recovery by seller; limitations on proceeding; a
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59.130 [Amended by 1953 c.549 §138; repealed by 1967 c.537 §36]
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59.131 Effect of notice of intent to return unlawfully purchased security; contents of notice; registration of transaction
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59.135 Fraud and deceit with respect to securities or securities business
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59.137 Liability in connection with violation of ORS 59
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59.140 [Repealed by 1967 c.537 §36]
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59.145 Effect of notice filing, registration or license
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59.150 [Amended by 1957 c.45 §1; repealed by 1967 c.537 §36]
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59.155 Director is agent for service of process; manner of service; exceptions
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59.160 [Repealed by 1967 c.537 §36] (Licensing of Broker-Dealers, Investment Advisers and Salesperso…
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59.165 Licensing of broker-dealers, investment advisers and salespersons required; rules
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59.170 [Amended by 1961 c.352 §1; repealed by 1967 c.537 §36]
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59.175 Procedures for notice filing and licensing; rules; examination; bond, letter of credit or other security; insurance; filing trade name or as
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59.180 [Amended by 1957 c.48 §1; repealed by 1967 c.537 §36]
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59.185 Expiration of license; rules for renewal; change in personnel
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59.190 [Repealed by 1967 c.537 §36]
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59.193 [1973 c.366 §9; 1975 c.491 §3; 1985 c.349 §19; repealed by 1987 c.603 §30]
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59.195 Licensees to keep records; inspection; filing of financial reports
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59.200 [Amended by 1955 c.198 §1; 1957 c.58 §1; 1959 c.280 §1; repealed by 1967 c.537 §36]
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59.205 Grounds for denying, suspending, revoking or imposing condition or restriction on license
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59.210 [Amended by 1955 c.179 §1; repealed by 1963 c.244 §3 (59.211 enacted in lieu of 59.210)]
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59.211 [1963 c.244 §4 (enacted in lieu of 59.210); repealed by 1967 c.537 §36]
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59.215 Action against applicant or licensee for act or omission of associate; exceptions
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59.220 [Repealed by 1967 c.537 §36]
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59.225 Cancellation of license or application; application for withdrawal; effect of suspension or revocation
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59.230 [Repealed by 1967 c.537 §36] (Powers of Director)
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59.235 General supervision over persons dealing in securities
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59.240 [Repealed by 1955 c.198 §2]
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59.245 Investigations; publicity with respect to violations; confidentiality of materials; exceptions; cease and desist order
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59.250 [Amended by 1963 c.244 §5; repealed by 1967 c.537 §36]
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59.255 Enjoining violations; fine; appointment of receiver; attorney fees; damages to private parties
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59.260 [Repealed by 1967 c.537 §36]
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59.265 Procedure when assets or capital of broker-dealer or investment adviser found impaired; involuntary liquidation
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59.275 Burden of proof
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59.285 Rules; financial statements
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59.295 Notice of orders; hearings on orders
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59.305 Judicial review of orders
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59.310 [Amended by 1957 c.46 §1; 1961 c.352 §2; 1963 c.244 §6; repealed by 1967 c.537 §36]
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59.315 Oaths and subpoenas in proceedings before director
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59.320 [Amended by 1961 c.352 §3; repealed by 1967 c.537 §36]
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59.325 Certified copies of documents; fee; effect of certification
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59.330 [Amended by 1961 c.280 §6; repealed by 1967 c.537 §36] (Enforcement by Attorney General)
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59.331 Scope of Attorney General powers; consent of director; powers of circuit court; damages, restitution, disgorgement and other penalties
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59.335 Application of certain sections
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59.340 [Amended by 1963 c.244 §7; repealed by 1967 c.537 §36]
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59.345 When offer to sell or buy is made in this state
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59.350 Treatment of certain transactions
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59.355 Corporations subject to other laws
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59.365 Common-law and statutory rights not limited
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59.370 Limitation on liability for good faith act or omission; reports regarding salespersons or investment adviser representatives; limitation on
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59.375 [1967 c.537 §34; repealed by 1987 c.603 §30]
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59.405 [1971 c.641 §3; 1975 c.491 §4; repealed by 1987 c.603 §30]
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59.410 [Repealed by 1967 c.537 §36]
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59.415 [1971 c.641 §4; 1981 c.897 §11; repealed by 1987 c.603 §30]
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59.420 [Repealed by 1967 c.537 §36]
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59.425 [1971 c.641 §5; repealed by 1987 c.603 §30]
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59.430 [Repealed by 1967 c.537 §36]
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59.435 [1971 c.641 §6; 1981 c.897 §12; repealed by 1987 c.603 §30]
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59.440 [Repealed by 1967 c.537 §36]
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59.445 [1971 c.641 §7; repealed by 1987 c.603 §30]
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59.450 [Repealed by 1967 c.537 §36] (Required Reports and Statements)
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59.451 Prohibition against filing false statement by person under investigation or examination
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59.480 Definitions for ORS 59
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59.485 Required reporting by certain securities professionals of suspected financial exploitation
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59.490 Notifications to third parties
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59.495 Delay of disbursements; notifications
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59.500 Limitation on liability
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59.505 Provision of records to law enforcement and certain state agencies
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59.510 [Repealed by 1967 c.537 §36]
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59.520 [Repealed by 1967 c.537 §36]
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59.530 [Repealed by 1967 c.537 §36]