Missouri
Chapter 409
42 entries
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409.107. Investment firms, legal firms, other persons shall not be involved with issuance of bonds, when.
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409.108. Tampering with securities documents or impeding investigations prohibited.
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409.109. Penalty.
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409.111. Commissioner of securities may investigate violations.
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409.112. Commissioner of securities may seek relief for violations, when.
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409.113. Commissioner of securities may issue orders, when.
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409.114. Duties and powers of commissioner of securities.
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409.500. Short title.
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409.506. Definitions.
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409.511. Requirements, offeror must send registration statement — solicitations, recommendations, file with commissioner.
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409.516. Registration statement, contents — material changes, notice to commissioner, how.
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409.521. Commissioner may make investigations, seek injunctions, when.
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409.526. Penalties.
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409.531. Commissioner may promulgate rules, establish fees.
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409.536. Attorney general may prosecute, how.
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409.541. Secretary of state deemed offeror's agent, when — service of process, how, effective when.
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409.546. Fraudulent practices not allowed, solicitation of offerees.
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409.551. Exceptions.
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409.556. Construction of statutes.
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409.561. Additional requirements, when applicable.
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409.566. Unlawful practices, offeree may bring suit, damages, attorney fees.
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409.600. Citation of law.
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409.605. Definitions.
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409.610. Financial exploitation, notification of agencies and family members.
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409.615. Refusal of request for disbursement or transaction, when — expiration.
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409.620. Immunity from liability, when.
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409.625. Records, provided to agencies or law enforcement, when.
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409.630. Website for training resources to prevent and detect financial exploitation.
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409.800. Definitions.
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409.803. Prohibited contracts — exemptions.
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409.806. Exempt transaction — rules, generally, this chapter, procedure.
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409.808. Commodity merchants — license required, boards of trade — designation required.
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409.810. Prohibited acts.
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409.813. Principals, agents, joint and several liability — when.
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409.816. Applicability of other laws.
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409.818. Intent of law.
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409.820. Investigations by commissioner, subpoena powers — judicial enforcement.
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409.823. Violations — powers of commissioner.
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409.826. Violations of domestic or foreign laws, rules — legal and equitable remedies.
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409.1000. Business opportunities — definitions.
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409.1003. Practices prohibited — penalty.
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409.1006. Civil remedies.