409.605. Definitions.
215 words·~1 min read·
/mo/chapter-409/409-605A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
409.605. Definitions. — As used in sections 409.600 to 409.630 , the following terms shall mean:
(1)"Agencies" , the department of health and senior services and the commissioner of securities;
(2)"Agent" , shall have the same meaning as in section 409.1-102 ;
(3)"Broker-dealer" , shall have the same meaning as in section 409.1-102 ;
(4)"Financial exploitation" , the wrongful or unauthorized taking, withholding, appropriation, or use of money, real property, or personal property of a qualified adult;
(5)"Immediate family member" , a spouse, child, parent, or sibling of a qualified adult;
(6)"Investment adviser" , the same meaning as under section 409.1-102 ;
(7)"Investment adviser representative" , * the same meaning as under section 409.1-102 ;
(8)"Qualified adult" :
(a)A person sixty years of age or older; or
(b)A person who:
a. Has a disability as defined in section 192.2005 ; and
b. Is between the ages of eighteen and fifty-nine;
(9)"Qualified individual" :
(a)A broker-dealer;
(b)An investment adviser; or
(c)A person associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of his or her job.
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(L. 2015 S.B. 244, A.L. 2020 S.B. 599)
*Words "shall have" appear here in original rolls.