Unknown. Final rule
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/register/2015/10/21/2015-26726A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
--- schema: federal-register doc_type: fedreg source_file: FR-2015-10-21.xml --- 80 203 Wednesday, October 21, 2015 Contents Centers Disease Centers for Disease Control and Prevention NOTICES Meetings: Advisory Board on Radiation and Worker Health, National Institute for Occupational Safety and Health, 63791-63792 2015-26757 Clinical Laboratory Improvement Advisory Committee, 63792-63793 2015-26758 World Trade Center Health Program Scientific/Technical Advisory Committee, National Institute for Occupational Safety and Health, 63790-63791 2015-26759 Civil Rights Civil Rights Commission NOTICES Meetings:
Indiana Advisory Committee, 63737 2015-26681 Coast Guard Coast Guard RULES Drawbridge Operations: Upper Mississippi River, Dubuque, IA, 63677-63678 2015-26745 Quarterly Listings: Safety Zones, Security Zones, Special Local Regulations, Drawbridge Operation Regulations and Regulated Navigation Areas, 63674-63677 2015-26623 2015-26624 Safety Zones: 520 Bridge Construction, Lake Washington, Seattle, WA, 63678-63680 2015-26754 Commerce Commerce Department See Industry and Security Bureau See International Trade Administration See National Oceanic and Atmospheric Administration NOTICES Privacy Act;
Systems of Records, 63737-63740 2015-26776 Defense Acquisition Defense Acquisition Regulations System PROPOSED RULES Detection and Avoidance of Counterfeit Electronic Parts -- Further Implementation; Extension of Comment Period and Meeting Announcement, 63735-63736 2015-26749 Defense Department Defense Department See Defense Acquisition Regulations System NOTICES Privacy Act; Systems of Records, 63749-63752 2015-26738 Drug Drug Enforcement Administration NOTICES Bulk Manufacturers of Controlled Substances;
Applications: Halo Pharmaceutical, Inc., 63838-63839 2015-26675 Bulk Manufacturers of Controlled Substances; Applications: Cody Laboratories, Inc., Cody, WY, 63835 2015-26670 Importers of Controlled Substances; Applications: Cerilliant Corp., Round Rock, TX, 63836-63838 2015-26674 Sigma-Aldrich International GMBH -- Sigma Aldrich Co. LLC, 63839 2015-26668 Manufacturers of Controlled Substances; Applications: Cambrex Charles City, 63835-63836 2015-26669 Chattem Chemicals, Inc., 63835 2015-26682 Energy Department Energy Department See Federal Energy Regulatory Commission NOTICES Agency Information Collection Activities;
Proposals, Submissions, and Approvals, 63752-63753 2015-26744 Meetings: Environmental Management Site-Specific Advisory Board, Hanford; Correction, 63753 2015-26742 Environmental Protection Environmental Protection Agency RULES Exemption from the Requirement of a Tolerance: Poly[oxy(methyl-1,2-ethanediyl)], a--1-oxo-9-octadecen-1-yl]-o--1-oxo-9-octadecen-1yl]oxy]-, 63683-63686 2015-26617 Potassium Salts of Hops Beta Acids, 63680-63683 2015-26600 Final Authorization of State Hazardous Waste Management Program Revisions:
Texas, 63691-63695 2015-26789 Pesticide Tolerances: Pyrimethanil, 63686-63691 2015-26596 PROPOSED RULES Final Authorization of State Hazardous Waste Management Program Revisions: Texas, 63734 2015-26783 Pesticide Petitions Filed for Residues of Pesticide Chemicals in or on Various Commodities, 63731-63734 2015-26779 NOTICES Administrative Cost Recovery Settlements under CERCLA: Peabody Street Asbestos Superfund Site, Salem, MA, 63781-63782 2015-26781 Meetings: Children's Health Protection Advisory Committee, 63783 2015-26732 Clean Air Act Advisory Committee, 63781 2015-26770 Technologies for Legionella Control -- Scientific Literature Review, 63780-63781 2015-26771 Proposed Consent Decrees, Clean Air Act Citizen Suit, 63779-63780, 63782-63783 2015-26780 2015-26782 Federal Communications Federal Communications Commission NOTICES Meetings;
Sunshine Act, 63784-63785 2015-26799 Radio Broadcasting Services: AM or FM Proposals to Change the Community of License, 63785 2015-26756 Federal Deposit Federal Deposit Insurance Corporation NOTICES Meetings: Advisory Committee on Community Banking, 63785-63786 2015-26689 Federal Energy Federal Energy Regulatory Commission RULES Commencement of Assessment of Annual Charges, 63667-63671 2015-26726 NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 63755-63756, 63759-63761 2015-26725 2015-26727 Combined Filings, 63755, 63758-63759, 63761-63768 2015-26701 2015-26703 2015-26704 2015-26705 2015-26706 2015-26707 2015-26708 2015-26709 2015-26711 2015-26712 2015-26713 2015-26728 Filings:
Board of Public Utilities, City of Rochester, MN, 63754 2015-26730 Initial Market-Based Rate Filings Including Requests for Blanket Section 204 Authorizations: San Gorgonio Westwinds II-Windustries, LLC, 63759 2015-26716 Seville Solar One, LLC, 63762-63763 2015-26710 Seville Solar Two, LLC, 63753-63754 2015-26714 Tallbear Seville, LLC, 63754-63755 2015-26715 Market-Based Rate Authorizations; Price Test Analyses; Trasmission Import Studies: Public Service Company of New Mexico, 63768-63778 2015-26724 Preliminary Determinations of Qualifying Conduit Hydropower Facilities and Motions to Intervene:
Mojave Water Agency, 63757-63758 2015-26723 Preliminary Permit Applications: Empire State Hydro 301, LLC, 63761 2015-26729 Records Governing Off-the-Record Communications, 63756-63757 2015-26702 Federal Maritime Federal Maritime Commission NOTICES Agreements Filed, 63786 2015-26761 Federal Motor Federal Motor Carrier Safety Administration RULES Unified Registration System, 63695-63714 2015-26625 NOTICES Qualification of Drivers; Exemption Applications: Diabetes Mellitus, 63863-63869 2015-26700 Vision, 63869-63871 2015-26699 Federal Reserve Federal Reserve System NOTICES Changes in Bank Control:
Acquisitions of Shares of a Bank or Bank Holding Company, 63787 2015-26628 Formations of, Acquisitions by, and Mergers of Bank Holding Companies, 63786 2015-26629 Federal Retirement Federal Retirement Thrift Investment Board NOTICES Meetings; Sunshine Act, 63787 2015-26857 Federal Trade Federal Trade Commission NOTICES Proposed Consent Agreements: Keystone Orthopaedic Specialists, LLC, and Orthopaedic Associates of Reading, Ltd., 63787-63790 2015-26690 Fish Fish and Wildlife Service NOTICES Environmental Assessments;
Availability, etc.: Habitat Conservation Plan, Kaufman Properties, Thurston County, WA, 63830-63832 2015-26692 Food and Drug Food and Drug Administration RULES Medical Devices: Cardiovascular Devices; Classification of the Coronary Vascular Physiologic Simulation Software Device, 63671-63674 2015-26658 NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Administrative Practices and Procedures; Formal Evidentiary Public Hearing, 63804 2015-26639 Adverse Event Reporting and Recordkeeping for Dietary Supplements as Required by the Dietary Supplement and Nonprescription Drug Consumer Protection Act, 63797-63799 2015-26673 Center for Devices and Radiological Health Appeals Processes, 63804-63806 2015-26672 Evaluation of the Campaign to Reduce Tobacco Use Among Lesbian, Gay, Bisexual, and Transgender Young Adults, 63799-63802 2015-26671 Food Additive Petitions and Investigational Food Additive Exemptions, 63795-63796 2015-26638 Medical Device User Fee Cover Sheet, 63793-63794 2015-26640 Medical Devices;
Inspection by Accredited Persons Program, 63806-63807 2015-26641 Guidance: Manufacturing Site Change Supplements -- Content and Submission, 63802-63804 2015-26637 Foreign Assets Foreign Assets Control Office NOTICES Blocking or Unblocking of Persons and Properties, 63873-63874 2015-26697 2015-26698 Foreign Narcotics Kingpin Designation Act; Additional Designations, 63872-63873 2015-26696 General Services General Services Administration NOTICES SES Performance Review Board, 63790 2015-26661 Health and Human Health and Human Services Department See Centers for Disease Control and Prevention See Food and Drug Administration See National Institutes of Health NOTICES Meetings:
President's Advisory Council on Faith-based and Neighborhood Partnerships, 63807 2015-26407 Homeland Homeland Security Department See Coast Guard See U.S. Customs and Border Protection Housing Housing and Urban Development Department PROPOSED RULES Quid Pro Quo and Hostile Environment Harassment and Liability for Discriminatory Housing Practices under the Fair Housing Act, 63720-63731 2015-26587 NOTICES Implementation of the Tribal HUD-VA Supportive Housing Program, 63822-63830 2015-26748 Industry Industry and Security Bureau NOTICES Meetings:
Sensors and Instrumentation Technical Advisory Committee, 63740-63741 2015-26688 Interior Interior Department See Fish and Wildlife Service See Land Management Bureau See National Park Service International Trade Adm International Trade Administration NOTICES Antidumping or Countervailing Duty Investigations, Orders, or Reviews: Boltless Steel Shelving Units Prepackaged for Sale from the People's Republic of China, 63741-63743, 63745-63747 2015-26764 2015-26765 Certain Hot-Rolled Steel Flat Products from Brazil, the Republic of Korea, and Turkey, 63745 2015-26775 Crystalline Silicon Photovoltaic Cells, Whether or Not Assembled Into Modules, from the People's Republic of China, 63743-63745 2015-26762 Freshwater Crawfish Tail Meat from the People's Republic of China, 63741 2015-26763 International Trade Com International Trade Commission NOTICES Antidumping or Countervailing Duty Investigations, Orders, or Reviews:
Silicomanganese from Australia, 63833-63834 2015-26659 Investigations; Determinations, Modifications, and Rulings, etc.: Certain Welded Line Pipe from Korea, 63833 2015-26667 Justice Department Justice Department See Drug Enforcement Administration NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals: Annuity Broker Declaration Form, 63840 2015-26666 Sequestered Juror Information Form, 63839-63840 2015-26660 Land Land Management Bureau NOTICES Meetings:
Southwest Colorado Resource Advisory Council Oil and Gas Sub-Group, 63832 2015-26693 National Institute National Institutes of Health NOTICES Meetings: Center for Scientific Review, 63808 2015-26630 National Cancer Institute, 63807-63808 2015-26721 National Institute of Allergy and Infectious Diseases, 63808-63809 2015-26719 National Institute on Aging, 63809 2015-26720 Requirements and Registration: National Heart, Lung, and Blood Institute -- Novel, Innovative Tools to Increase Public Awareness and Knowledge of Sickle Cell Disease Undergraduate Challenge, 63809-63812 2015-26753 National Oceanic National Oceanic and Atmospheric Administration NOTICES Agency Information Collection Activities;
Proposals, Submissions, and Approvals, 63748-63749 2015-26760 Meetings: Atlantic Shark Identification Workshop, 63747-63748 2015-26767 National Park National Park Service NOTICES Meetings: Alaska Region's Subsistence Resource Commission, 63832-63833 2015-26683 Wilderness Designations: Fire Island National Seashore, 63832 2015-26246 National Transportation National Transportation Safety Board NOTICES Meetings; Sunshine Act, 63840-63841 2015-26873 Nuclear Regulatory Nuclear Regulatory Commission NOTICES Environmental Assessments;
Availability, etc.: Geologic Trench Excavation for Paleoliquefaction Study at Garner and Stiles Sites, 63845-63846 2015-26741 Guidance: Fuel Retrievability, 63843-63845 2015-26743 License Renewals: Texas Engineering Experiment Station/Texas A and M University System Nuclear Science Center Reactor, 63841-63842 2015-26746 Meetings: Advisory Committee on Reactor Safeguards, 63846 2015-26736 Advisory Committee on Reactor Safeguards Subcommittee on Metallurgy and Reactor Fuels, 63842 2015-26737 Advisory Committee on Reactor Safeguards Subcommittee on Planning and Procedures, 63842-63843 2015-26739 Advisory Committee on Reactor Safeguards;
Procedures, 63846-63847 2015-26740 Peace Peace Corps NOTICES Agency Information Collection Activities; Proposals, Submissions, and Approvals, 63847-63848 2015-26684 Postal Regulatory Postal Regulatory Commission NOTICES New Postal Products, 63848-63849 2015-26685 2015-26686 Postal Service Postal Service NOTICES Meetings; Sunshine Act, 63849 2015-26889 Presidential Documents Presidential Documents PROCLAMATIONS Special Observances: Minority Enterprise Development Week (Proc. 9350), 63885-63888 2015-26966 Railroad Retirement Railroad Retirement Board NOTICES Meetings;
Sunshine Act, 63849 2015-26901 Securities Securities and Exchange Commission NOTICES Self-Regulatory Organizations; Proposed Rule Changes: BATS Exchange, Inc., 63849-63852 2015-26677 BATS Y-Exchange, Inc., 63855-63857 2015-26678 EDGA Exchange, Inc., 63859-63862 2015-26680 EDGX Exchange, Inc., 63857-63859 2015-26679 NYSE Arca, Inc., 63852-63855 2015-26676 Small Business Small Business Administration PROPOSED RULES Immediate, Expedited, and Private Disaster Assistance Loan Programs, 63715-63717 2015-26532 NOTICES Agency Information Collection Activities;
Proposals, Submissions, and Approvals, 63862 2015-26662 2015-26663 Social Social Security Administration PROPOSED RULES Returning Evidence at the Appeals Council Level, 63717-63719 2015-26747 State Department State Department NOTICES Meetings: Binational Bridges and Border Crossings Group; California-Arizona, 63862-63863 2015-26773 Surface Transportation Surface Transportation Board NOTICES Temporary Trackage Rights Exemptions: Indiana Southern Railroad, LLC from Norfolk Southern Railway Co., 63871-63872 2015-26733 Transportation Department Transportation Department See Federal Motor Carrier Safety Administration See Surface Transportation Board Treasury Treasury Department See Foreign Assets Control Office Customs U.S.
Customs and Border Protection NOTICES Final Determinations: Certain Billiards Tables, 63812-63815 2015-26752 Modification of National Customs Automation Programs: Test Concerning Automated Commercial Environment Entry Summary, Accounts and Revenue Test of Automated Entry Summary Types 51 and 52 and Certain Modes of Transportation, 63815-63817 2015-26608 National Customs Automation Program Test: Automated Commercial Environment Portal Account to Establish the Exporter Portal Account, 63817-63822 2015-26751 Veteran Affairs Veterans Affairs Department NOTICES Agency Information Collection Activities;
Proposals, Submissions, and Approvals, 63878-63879 2015-26651 2015-26657 Agency Information Collection Activities; Proposals, Submissions, and Approvals: Application for Benefits for Certain Children with Disabilities Born of Vietnam and Certain Korea Service Veterans, 63875 2015-26647 Award Attachment for Certain Children with Disabilities Born of Vietnam Veterans, 63877-63878 2015-26656 Claim for Repurchase of Loan, 63884 2015-26643 Former Prisoner of War Medical History, 63875-63876, 63880-63881 2015-26654 2015-26655 Income Verification, 63882 2015-26644 Loan Analysis, 63883 2015-26646 Monthly Record of Training and Wages, 63877 2015-26652 Pre-Discharge Compensation Claim, 63878 2015-26649 Request for Certificate of Veteran Status, 63879-63880 2015-26650 Supplemental Information for Change of Program or Re-enrollment After Unsatisfactory Attendance, Conduct or Progress, 63880 2015-26642 VA MATIC Enrollment/Change, 63883-63884 2015-26653 VA/DOD Joint Disability Evaluation Claim, 63876-63877 2015-26648 Verification of VA Benefits, 63874-63875 2015-26645 Disciplinary Appeals Board Panel;
Roster Availability, 63882-63883 2015-26734 Environmental Impact Statements; Availability, etc.: San Francisco VA Medical Center Long Range Development Plan; Record of Decision, 63881-63882 2015-26731 Separate Parts In This Issue Part II Presidential Documents, 63885-63888 2015-26966 Reader Aids Consult the Reader Aids section at the end of this issue for phone numbers, online resources, finding aids, and notice of recently enacted public laws. To subscribe to the Federal Register Table of Contents LISTSERV electronic mailing list, go to http://listserv.access.gpo.gov and select Online mailing list archives, FEDREGTOC-L, Join or leave the list (or change settings); then follow the instructions. 80 203 Wednesday, October 21, 2015 Rules and Regulations DEPARTMENT OF ENERGY Federal Energy Regulatory Commission 18 CFR Part 11 [Docket No.
RM15-18-000, Order No. 815] Commencement of Assessment of Annual Charges AGENCY: Federal Energy Regulatory Commission. ACTION: Final rule. SUMMARY: The Federal Energy Regulatory Commission (Commission) is revising its regulations to modify when the Commission will commence assessing annual charges to hydropower licensees and exemptees, other than state or municipal entities, with respect to licenses and exemptions authorizing unconstructed projects and new capacity. Specifically, the Commission will commence assessing annual charges on the date by which the licensee or exemptee is required to commence construction of an unconstructed project or new capacity, rather than on the date that project construction actually begins.
The final rule provides administrative efficiency and promotes certainty among licensees, exemptees, and Commission staff as to when annual charges will commence. DATES: *Effective:* December 21, 2015. FOR FURTHER INFORMATION CONTACT: Tara DiJohn (Legal Information), Office of the General Counsel, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426,
(202)502-8671, *tara.dijohn@ferc.gov* . Norman Richardson (Technical Information), Office of the Executive Director, Federal Energy Regulatory Commission, 888 First Street NE., Washington, DC 20426,
(202)502-6219, *norman.richardson@ferc.gov* . Order No. 815 Final Rule Table of Contents Paragraph No. I. Background 1 II. Notice of Proposed Rulemaking
(NOPR)5 III. Discussion 11 IV. Regulatory Requirements 21 A. Information Collection Statement 21 B. Environmental Analysis 22 C. Regulatory Flexibility Act 23 D. Document Availability 28 E. Effective Date and Congressional Notification 31 Order No. 815 Final Rule (Issued October 15, 2015) I. Background 1. On May 14, 2015, the Federal Energy Regulatory Commission (Commission) issued a Notice of Proposed Rulemaking
(NOPR)proposing to revise its regulations governing the commencement of assessment of annual charges for non-municipal hydropower licensees and exemptees. 1 As explained in the NOPR, section 10(e)(1) of the Federal Power Act (FPA), 2 and section 3401 of the Omnibus Budget Reconciliation Act of 1986, 3 require the Commission to, among other things, collect annual charges from licensees in order to reimburse the United States for the costs of administering Part I of the FPA. The Commission assesses these annual charges against licensees and exemptees of projects with more than 1.5 megawatts
(MW)of installed capacity under section 11.1 of its regulations. 4 1 *Commencement of Assessment of Annual Charges,* 151 FERC ¶ 61,115 (2015). The NOPR was published in the **Federal Register** on May 22, 2015. 80 FR 29,562. 2 16 U.S.C. 803(e)(1) (2012). 3 42 U.S.C. 7178 (2012). 4 18 CFR 11.1 (2015). 2. Currently, for exemptions and original licenses for unconstructed projects, the Commission begins assessing administrative annual charges on the date project construction starts. 5 For new capacity authorized by a relicense 6 or an amendment of a license or exemption, the Commission begins assessing annual charges on the date that the construction to enable such capacity starts. 7 This final rule affects only projects with respect to which annual charges are assessed when project construction starts. It does not address state or municipal projects, projects with an installed capacity of 1.5 MW or less, or constructed projects without newly authorized capacity. 8 5 *Id.* (c)(5). 6 We use the term “relicense” to refer to any new or subsequent license. 7 18 CFR 11.1(c)(5) (2015). We refer to the addition of capacity and a reduction of capacity (on occasion, capacity is reduced as a result of construction, in which case annual charges are lowered) as “new capacity.” 8 Licensees and exemptees that are state or municipal entities are assessed annual charges when project operation commences. 18 CFR 11.1(d)(6) (2015). As noted above, the Commission does not assess annual charges with respect to projects with installed capacity of less than or equal to 1.5 MW. 18 CFR 11.1(b) (2015). Constructed, operating projects where no new capacity is being authorized are assessed annual charges beginning on the effective date of the license or exemption. *See* 18 CFR 11.1(c)(5) (2015). 3. Original licenses for unconstructed projects require a licensee to start construction no later than two years from the effective date of the license, as required by section 13 of the FPA. 9 Generally, exemptions and operating projects where additional capacity is authorized similarly require that project construction 10 or construction of additional capacity 11 commence within two years of the order authorizing such construction. 9 *See* 16 U.S.C. 806 (2012). 10 *See* 18 CFR 4.94(c) and 4.106(c)
(2015)(including in exemptions standard Article 3 to allow the Commission to revoke an exemption if actual construction of the proposed generating facilities has not begun within two years). 11 *See e.g., Northern States Power Co.,* 138 FERC ¶ 62,022, at ordering para.
(2012)(directing licensee to start construction of additional authorized capacity within two years). 4. In many instances, construction of authorized facilities does not begin by the set deadline. For original licenses, section 13 of the FPA provides that the Commission may grant an extension of the deadline for good cause shown, but only once and for no more than two additional years. These limitations of FPA section 13 do not apply to relicenses, exemptions, and amendments. From 2010 through 2014, the Commission granted extensions of the start-of-construction deadline
(1)for original licenses and relicenses 17 times, or an average of 3.4 times per year;
(2)for exemptions 2 times, or on average 0.4 times per year; and
(3)for license amendments authorizing new capacity 6 times, or an average of 1.2 extensions per year. 12 12 No extensions of the start-of-construction deadline were issued for exemption amendments during this period, however, exemptees rarely file amendment applications requesting authorization to increase exemption capacity. II. Notice of Proposed Rulemaking
(NOPR)5. In the NOPR, the Commission proposed to revise section 11.1(c)(5) of its regulations regarding when it will commence assessing annual charges with respect to hydropower licenses, exemptions, and amendments authorizing unconstructed projects and new capacity. Specifically, the Commission proposed to commence assessing annual charges two years from the effective date of an order issuing a license, exemption, or an amendment authorizing additional capacity, rather than on the date project construction starts. 6. In support of the proposed rule, the Commission anticipated that the change would provide administrative efficiency and foster certainty among licensees, exemptees, and Commission staff as to when annual charges will commence. The NOPR explained that licensees and exemptees will no longer need to notify the Commission when project construction starts for the purpose of assessing annual charges and, in turn, the Commission will not have to contact the licensee or exemptee for that purpose. 7. While licensees and exemptees who begin construction expeditiously will benefit, the NOPR also acknowledged that the proposed change would adversely affect those licensees and exemptees that do not start construction within two years. The NOPR proposed that annual charges would be assessed two years from the effective date of an order issuing a license, exemption, or an amendment authorizing additional capacity, regardless of when actual construction commences. As noted above, on average, 5 (3.4 licenses + 0.4 exemptions + 1.2 license amendments) affected projects each year receive extensions of the start-of-construction deadline. 13 13 In rare circumstances, the Commission may stay the effective date of a license, in which case the assessment of annual charges would also be stayed. 8. The NOPR also acknowledged that licensees and exemptees of projects whose license or exemption is terminated for failure to timely commence construction also may be adversely affected. If a licensee fails to start construction within two years of its license's effective date or as extended by the Commission, the Commission must terminate the license pursuant to section 13 of the FPA. 14 Similarly, as noted above, standard exemption Article 3 states that the Commission may revoke an exemption if the exemptee fails to start construction within the time prescribed by the Commission. From 2010 through 2014, the Commission terminated one license, or an average of 0.2 licenses per year, and no exemptions. Therefore, in the NOPR, we estimated that annually 0.2 licenses would be assessed annual charges beginning two years after a license's effective date until the license is terminated for failure to construct. 14 16 U.S.C. 806 (2012). 9. In sum, the proposed rule estimated that, on average, 5.2 (5 extensions + 0.2 terminations) licensees and/or exemptees per year would begin paying annual charges earlier than would be the case under the current regulations. 10. In response to the NOPR, the Commission received comments from two entities. On July 20, 2015, FFP New Hydro, LLC filed comments on behalf of its subsidiary project companies and together with its manager Rye Development, LLC (collectively, FFP New Hydro). On July 21, 2015, the National Hydropower Association
(NHA)filed comments. The NOPR's proposal, the comments received, and the Commission's determination are discussed below. III. Discussion 11. FFP New Hydro contends that the change contemplated by the NOPR would increase the cost of hydropower development and discourage investment in critical infrastructure, stating that developers often take two years following issuance of a license, exemption, or amendment to secure financing and often apply for extensions of time to commence construction. 15 In this vein, FFP New Hydro claims that the proposed change would discourage new hydropower development and is therefore contrary to the inherent goals of the Hydropower Regulatory Efficiency Act of 2013. 16 FFP New Hydro further asserts that developers, if faced with the prospect of being assessed annual charges before construction, will be forced to surrender their licenses more frequently. 17 For these reasons, FFP New Hydro advocates that the Commission continue to commence assessment of annual charges when project construction begins. 18 15 FFP New Hydro at 2. 16 Pub. L. 113-23, 27 Stat. 493. *Id.* at 4-5. 17 FFP New Hydro at 5. 18 *Id.* at 6. 12. NHA asserts that the proposed change would not further the administrative efficiency goals set forth in the NOPR, but would instead increase the administrative burden on Commission staff, licensees, and exemptees. 19 As an example of a new administrative burden that might result, NHA posits that the Commission would need to implement a procedure for issuing refunds for any payment of annual charges by a licensee or exemptee who ultimately fails to commence construction. 20 NHA further claims that the assessment of annual charges before project construction would negatively impact the hydropower industry and quell future investment in hydropower development, especially pumped storage projects. 21 Finally, NHA argues that the change would run counter to recent initiatives intended to stimulate and streamline hydropower development. 22 19 NHA at 2-4. 20 *Id.* at 4. 21 *Id.* at 4-7. 22 *Id.* at 7-8 (referencing the Water Resources Reform and Development Act of 2014, Pub. L. 113-121, 128 Stat. 1193, the Hydropower Regulatory Efficiency Act of 2013, Pub. L. 113-23, 27 Stat. 493, and The President's Climate Action Plan, Executive Office of the President (June 25, 2013), available at: *https://www.whitehouse.gov/sites/default/files/image/president27sclimateactionplan.pdf.* ) 13. NHA recommends that the Commission continue to commence assessment of annual charges on the date project construction begins. Alternatively, NHA proposes that the Commission assess annual charges when project operation commences. 14. Both FFP New Hydro and NHA contend that the phase of project development that exists between issuance of a license, exemption, or amendment and the start of construction is a critical period. While the Commission recognizes the time constraints and financial obstacles faced by licensees and exemptees, the licensing and pre-construction phases also translate to a time-consuming and labor-intensive period for Commission staff. 23 During this time, the Commission's costs related to a particular project begin to accrue, but are passed along in the form of annual charges to the pool of non-municipal licensees and exemptees for operating projects that are already subject to assessment of annual charges. 23 The Commission's considerable involvement during the licensing and pre-construction phases of development is underscored by FFP New Hydro's statement that “they have filed hundreds of thousands of pages of documentation with the Commission, are in regular and constant communication with the Commission staff, and will continue to be so throughout the licensing, post-licensing, and construction stages.” FFP New Hydro at 5. 15. In effect, the Commission's costs during the labor-intensive periods that surround issuance of a license, exemption, or amendment authorizing new capacity are shouldered by the existing pool of licensees and exemptees. 24 The change envisioned by the NOPR, as modified in this final rule, strives to strike a reasonable balance that creates certainty for licensees and exemptees as to when assessment of annual charges will commence, promotes administrative efficiency for Commission staff by establishing a more clear point at which to begin assessing annual charges, and lessens the burden on the existing pool of licensees and exemptees currently bearing the burden of paying annual charges for the administration of all pre-construction projects. Moreover, this change will generate cost-saving benefits over the current regulations for licensees and exemptees who act expeditiously by commencing construction prior to the date triggering assessment of annual charges. 24 FFP New Hydro states that the assessment of annual charges historically has commenced at the start of construction. To the contrary, prior to 1995, annual charges were assessed from the date of issuance of the license, exemption, or amendment authorizing new capacity. 18 CFR 11.1 (1994). *See Charges and Fees for Hydroelectric Projects,* Order No. 576, 60 FR 15,040 (March 22, 1995), FERC Stats. & Regs. ¶ 31,016 (cross-referenced at 70 FERC ¶ 61,293)
(1995)(amending section 11.1 of the regulations to defer annual charges until construction started). 16. In its comments, NHA speculated that the proposed change would actually add new administrative burdens by requiring the Commission to create and implement a procedure to issue refunds for any payment of annual charges by a licensee or exemptee who ultimately fails to commence construction. This speculation is misguided. Because the assessment of annual charges will be contingent on the expiration of a set period of time rather than on whether the start of construction ultimately occurs, there is no need for the Commission to develop a program to handle refunds. 17. While no refunds will be offered, if a licensee or exemptee successfully demonstrates an inability to pay at the time assessment of annual charges commences, the availability of payment plans 25 may provide a measure of relief to certain licensees or exemptees assessed annual charges before construction, but who anticipate being able to settle their account once project financing is secured or generation begins. 26 25 A payment plan request would be directed to, and ultimately coordinated by, the Commission's Office of the Executive Director, Revenue and Receivables Branch. The Commission's Chief Financial Officer would determine whether or not to grant a payment plan request. 26 We note that the inability of a licensee or exemptee to pay annual charges may call into question that licensee or exemptee's ability to bring a hydropower project to fruition. For example, while the amount varies based on the type of project and its annual generation, the administrative annual charges amount for a 5-MW conventional project (with an annual energy output of zero), or a 5-MW exemption, might be expected to be in the area of $8,000, an amount any financially-viable licensee should be able to pay. Although pumped storage projects and large, conventional projects are often responsible for paying much more substantial annual charge amounts, it is also the case that, if these projects are to be successfully developed, these licensees will need to have access to greater amounts of capital than do licensees of small projects. 18. Both FFP New Hydro and NHA raised concerns that the effect of this final rule might discourage hydropower development. NHA indicated that pumped storage projects would be particularly affected by the changes contemplated in the NOPR. In light of these concerns, the Commission has decided to set the commencement of assessment of annual charges to track the start-of-construction deadline for any license or exemption authorizing an unconstructed project that receives an extension of the start-of-construction deadline. 27 In other words, any license or exemption for an unconstructed project that receives an extension of the start-of-construction deadline will be assessed annual charges beginning at the expiration of the start-of-construction deadline, as extended by the Commission ( *i.e.,* no longer than four years after the issuance date of the license or exemption authorizing an unconstructed project). A four-year period is consistent with the deadlines established by section 13 and, accordingly, will give developers a reasonable charge-free period in which to secure financing. 27 Even with an extension of the start-of-construction deadline, in no case would assessment of annual charges commence later than four years after the issuance of a license or exemption authorizing an unconstructed project. 19. Similarly, for any license, exemption, or amendment authorizing additional capacity that receives an extension of the start-of-construction deadline, the Commission will begin assessing annual charges upon the expiration of the deadline to start construction as extended by the Commission. In light of the reasons discussed above, and those identified in the NOPR, the Commission has modified the NOPR's proposal to revise section 11.1(c)(5) of its regulations and will begin assessing annual charges on the date by which a licensee or exemptee is required to commence construction of an unconstructed project or new capacity, rather than on the date project construction actually begins. We believe that these modifications to the Final Rule substantially address the concerns raised in response to the NOPR, while also continuing to encourage hydropower development. 20. NHA has requested that the Commission not apply the revised regulations to all current licensees, exemptees, and applicants. 28 We grant the request in part. For any license, exemption, or amendment issued by the Commission prior to the effective date of this final rule, we agree that the assessment of annual charges should remain the start of construction. The revised regulations, however, will apply to any license, exemption, or amendment that is issued after the revised regulation's effective date. Thus, any application for a license, exemption, or amendment that is pending before the Commission when this final rule becomes effective will not be shielded from its effects. Based on the phase and complexity of the application process, an application could be before the Commission for several years before a determination is issued. Thus, using two separate standards, contingent on the date an application was filed, could potentially persist for several years, could lead to confusion, and would place an undue administrative burden on staff. Therefore, the revision to section 11.1(c)(5) of the Commission's regulations will apply to any applicable license, exemption, or amendment issued on or after the effective date of this final rule. 28 NHA at 9. IV. Regulatory Requirements A. Information Collection Statement 21. The Paperwork Reduction Act 29 requires each federal agency to seek and obtain Office of Management and Budget
(OMB)approval before undertaking a collection of information directed to ten or more persons or contained in a rule of general applicability. OMB regulations require approval of certain information collection requirements contained in final rules published in the **Federal Register.** 30 The final rule discussed above does not impose or alter existing reporting or recordkeeping requirements on applicable entities as defined by the Paperwork Reduction Act. 31 Therefore, the Commission will submit this final rule to OMB for informational purposes only. 29 44 U.S.C. 3501-3521 (2012). 30 *See* 5 CFR 1320.12 (2015). 31 44 U.S.C. 3502(2)-(3) (2012). B. Environmental Analysis 22. The Commission is required to prepare an Environmental Assessment or an Environmental Impact Statement for any action that may have a significant adverse effect on the human environment. 32 Commission actions concerning annual charges are categorically exempt from this requirement. 33 32 *Regulations Implementing the National Environmental Policy Act of 1969,* Order No. 486, 52 FR 47,897 (Dec. 17, 1987), FERC Stats. & Regs., Regulations Preambles 1986-1990 ¶ 30,783 (1987). 33 *See* 18 CFR 380.4(a)(11) (2015). C. Regulatory Flexibility Act 23. The Regulatory Flexibility Act of 1980
(RFA)34 generally requires a description and analysis of proposed and final rules that will have significant economic impact on a substantial number of small entities. The RFA mandates consideration of regulatory alternatives that accomplish the stated objectives of a proposed rule while minimizing any significant economic impact on a substantial number of small entities. 35 In the NOPR, we certified that the proposed regulation would not have a significant economic impact on a substantial number of small entities. 34 5 U.S.C. 601-612 (2012). 35 5 U.S.C. 603(c) (2012). 24. As explained in the NOPR, the Small Business Administration's
(SBA)Office of Size Standards develops the numerical definition of a small business. 36 The SBA revised its size standard for electric utilities (effective January 22, 2014) from a standard based on megawatt-hours to a standard based on the number of employees, including affiliates. 37 Under SBA's current size standards, a hydroelectric generator is small if, including its affiliates, it employs 500 or fewer people. 38 The Commission, however, currently does not require information regarding the number of individuals employed by hydroelectric generators to administer Part I of the FPA, and therefore, is unable to estimate the number of small entities using the new SBA definitions. Regardless, the Commission anticipates that this final rule will affect few small hydroelectric generators. 36 13 CFR 121.101 (2015). 37 SBA Final Rule on “Small Business Size Standards: Utilities,” 78 FR 77,343 (Dec. 23, 2013). 38 13 CFR 121.201, Sector 22, Utilities (2015). 25. As noted earlier, this rulemaking will only affect non-state or municipal licensed projects with an installed capacity exceeding 1.5 MW that are unconstructed or have newly authorized capacity. From 2010 through 2014, the Commission issued on average 3.6 original licenses and 0.4 exemptions per year authorizing unconstructed projects to affected licensees and exemptees, and 1.6 relicenses and 5 license amendments per year authorizing new capacity. In the NOPR, we estimated that, in sum, on average a total of 10.6 licensees and exemptees may be affected by the proposed rule annually. 26. Of the 10.6 total entities, only those that do not start construction prior to the set deadline to commence construction (as may be extended) will be negatively affected by the acceleration of annual charges. Previously, the NOPR estimated that 5.2 licensees and/or exemptees per year may be negatively affected by the changes contemplated in the NOPR for failing to start construction within two years. However, based on the modifications reflected in the final rule, 39 we estimate that zero licensees and/or exemptees will be negatively affected by failing to start construction by the set deadline, as may be extended by the Commission. 40 Moreover, small entities that would otherwise start construction before the date by which they are required to commence construction of an unconstructed project or new capacity will benefit from the final rule as it delays the commencement of assessment of annual charges until the established deadline to start construction. 39 *See supra* paragraphs 18-19. 40 Conceivably, a licensee or exemptee that has received an extension of the start-of-construction deadline might be responsible for paying annual charges that began to accrue four years after the issuance date of the license or exemption, but prior to termination of the license, or revocation of the exemption, for failure to commence construction. However, this would be rare. 27. Accordingly, pursuant to section 605(b) of the RFA, the Commission certifies that this final rule will not have a significant economic impact on a substantial number of small entities. D. Document Availability 28. In addition to publishing the full text of this document in the **Federal Register** , the Commission provides all interested persons an opportunity to view and print the contents of this document via the Internet through the Commission's Home Page ( *http://www.ferc.gov* ) and in the Commission's Public Reference Room during normal business hours (8:30 a.m. to 5:00 p.m. Eastern time) at 888 First Street, NE., Room 2A, Washington, DC 20426. 29. From the Commission's Home Page on the Internet, this information is available on eLibrary. The full text of this document is available on eLibrary in PDF and Microsoft Word format for viewing, printing, and downloading. To access this document in eLibrary, type the docket number excluding the last three digits of this document in the docket number field. 30. User assistance is available for eLibrary and the Commission's Web site during normal business hours from the Commission's Online Support at
(202)502-6652 (toll free at 1-866-208-3676) or email at *ferconlinesupport@ferc.gov,* or the Public Reference Room at
(202)502-8371, TTY
(202)502-8659. Email the Public Reference Room at *public.referenceroom@ferc.gov.* E. Effective Date and Congressional Notification 31. This regulation is effective December 21, 2015. The Commission has determined, with concurrence of the Administrator of the Office of Information and Regulatory Affairs of OMB, that this rule is not a “major rule” as defined in section 251 of the Small Business Regulatory Enforcement Fairness Act of 1996. 41 This rule is being submitted to the Senate, House, and Government Accountability Office. 41 5 U.S.C. 804(2) (2012). List of Subjects in 18 CFR Part 11 Electric power, Reporting and recordkeeping requirements. By the Commission. Issued: October 15, 2015. Kimberly D. Bose, Secretary. In consideration of the foregoing, the Commission amends part 11, chapter I, title 18, *Code of Federal Regulations,* as follows: PART 11—ANNUAL CHARGES UNDER PART I OF THE FEDERAL POWER ACT 1. The authority citation for part 11 continues to read as follows: Authority: 16 U.S.C. 792-828c; 42 U.S.C. 7101-7352. 2. Revise § 11.1(c)(5) to read as follows: § 11.1 Costs of administration.
(c)* * *
(5)For unconstructed projects, the assessments begin on the date by which the licensee or exemptee is required to commence project construction, or as that deadline may be extended, but in no case longer than four years after the issuance date of the license or exemption. For constructed projects, the assessments begin on the effective date of the license or exemption, except for any new capacity authorized therein. The assessments for new authorized capacity at licensed or exempted projects begin on the date by which the licensee or exemptee is required to commence construction of the new capacity. In the event that assessments begin during a fiscal year, the charges will be prorated. [FR Doc. 2015-26726 Filed 10-20-15; 8:45 am]
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Traces to 13 documents
U.S. Code
- Conditions of license generally§ 803
- Federal Energy Regulatory Commission fees and annual charges§ 7178
- Time limit for construction of project works; extension of time; termination or revocation of licenses for delay§ 806
- Definitions§ 3502
- Initial regulatory flexibility analysis§ 603
- EXPEDITED PROCESSING OF REQUESTS FOR JAPANESE IMPERIAL GOVERNMENT RECORDS.§ 804
CFR
8 references not yet in our index
- 18 CFR 11
- 27 Stat. 493
- 128 Stat. 1193
- 44 USC 3501-3521
- 5 CFR 1320.12
- 5 USC 601-612
- 16 USC 792-828c
- 42 USC 7101-7352
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Final rule
Cite18 CFR 11
Stat.27 Stat. 493
Stat.128 Stat. 1193
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