§32-4-403. Filing of sales and advertising literature.
55 words·~1 min read·
/wv/chapter-32-uniform-securities-act/article-4-general-provisions/32-4-403·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Any prospectus, pamphlet, circular, form letter, advertisement or any other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, shall be filed with the commissioner before it is used, disseminated or distributed unless the security or transaction is exempted by section 402.