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Code · Wisconsin · Chapter 551 — Wisconsin uniform securities law

551.307 Waiver and modification.

68 words·~1 min read·/wi/chapter-551/551-307

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551.307 Waiver and modification. The administrator may waive or modify, in whole or in part, any or all of the requirements of ss. 551.302 , 551.303 , and 551.304
(2)or the requirement of any information or record in a registration statement or in a periodic report filed pursuant to s. 551.305
(9).
SUBCHAPTER IV
BROKER-DEALERS, AGENTS,
INVESTMENT ADVISERS, INVESTMENT
ADVISER REPRESENTATIVES, AND
FEDERAL COVERED INVESTMENT ADVISERS
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