551.305 Securities registration filings.
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551.305 Securities registration filings.
(1)Who may file. A registration statement may be filed by the issuer, a person on whose behalf the offering is to be made, or a broker-dealer registered under this chapter.
(2)Filing fee. A person filing a registration statement shall pay a filing fee as provided in s. 551.614 or as may be supplemented by rule of the administrator. If a registration statement is withdrawn before the effective date or a preeffective stop order is issued under s. 551.306 , the administrator shall retain the fee as provided in s. 551.614 or as may be supplemented by rule of the administrator.
(3)Status of offering. A registration statement filed under s. 551.303 or 551.304 must specify all of the following:
(a)The amount of securities to be offered in this state.
(b)The states in which a registration statement or similar record in connection with the offering has been or is to be filed.