551.303 Securities registration by coordination.
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/wi/chapter-551/551-303-2A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
551.303 Securities registration by coordination.
(1)Registration permitted. A security for which a registration statement has been filed under the Securities Act of 1933 in connection with the same offering may be registered by coordination under this section.
(2)Required records. A registration statement and accompanying records under this section must contain or be accompanied by all of the following records in addition to the information specified in s. 551.305 and a consent to service of process complying with s. 551.611 :
(a)A copy of the latest form of prospectus filed under the Securities Act of 1933.
(b)A copy of the articles of incorporation and bylaws or their substantial equivalents currently in effect; a copy of any agreement with or among underwriters; a copy of any indenture or other instrument governing the issuance of the security to be registered; and a specimen, copy, or description of the security that is required by rule adopted or order issued under this chapter.
(c)Copies of any other information or any other records filed by the issuer under the Securities Act of 1933 requested by the administrator.
(d)An undertaking to forward each amendment to the federal prospectus, other than an amendment that delays the effective date of the registration statement, promptly after it is filed with the Securities and Exchange Commission.
(3)Conditions for effectiveness of registration statement. A registration statement under this section becomes effective simultaneously with or subsequent to the federal registration statement when all the following conditions are satisfied: