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Code · Wisconsin · Chapter 36 — University of Wisconsin system

36.22 Layoff or termination of faculty member due to certain budget or program changes.

1,337 words·~6 min read·/wi/chapter-36/36-22-4

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36.22 Layoff or termination of faculty member due to certain budget or program changes.
(1)Definitions. In this section:
(a)“Layoff” means an indefinite suspension or involuntary reduction in services and compensation of a faculty member’s employment by the system.
(b)“Program change” means program discontinuance, curtailment, modification, or redirection.
(c)“Termination” means the permanent elimination of a faculty member’s employment by the system.
(2)Layoff or termination due to certain circumstances.
(a)The board may, under this section and s. 36.21 , with appropriate notice, lay off or terminate any faculty member when such an action is deemed necessary due to a budget or program decision requiring a program change.
(b)Any layoff or termination of a faculty member under par.
(a)may be made only in accordance with the provisions of this section and implies the retention of rights indicated in this section. A faculty member who is laid off retains the rights specified in subs.
(11)to
(16)and a faculty member who is terminated retains the rights specified in subs.
(13)and
(14).
(c)Nonrenewal of an appointment, regardless of the reason, is not a layoff or termination under this section.
(3)Seniority.
(a)In the case of layoffs of faculty members due to a budget or program decision requiring a program change, layoffs shall follow seniority unless a clear and convincing case is made that program or budget needs dictate other considerations such as the need to maintain diversity of specializations within a department.
(b)The faculty of each institution shall determine the form of seniority that is to be considered. This determination shall be effective uniformly throughout the institution. Seniority may be defined in the following, or in other, ways:
1. Without regard to rank, with seniority established by total years of service in the institution.
2. By rank, and within rank according to total years of service in the institution.
3. By rank, and within rank, according to length of service in the institution at that rank.
(4)Notification.
(a)Each faculty member who is to be laid off shall receive prompt written notification from the chancellor. Prior to issuing a layoff notification, the chancellor shall offer to consult with, and seek advice from, a faculty committee designated or created by the faculty of the institution.
(b)The notification under par.
(a)shall include all of the following:
1. A summary of the reasons supporting the need for the layoff.
2. A statement of the basis on which the individual position was selected for elimination and one of the following:
a. If the position was selected for elimination on the basis of seniority, the criterion used and data supporting the choice.
b. If the position was selected for elimination on a basis other than seniority, the data and reasons supporting that choice.
3. A statement of the date on which the layoff is to be effective.
4. A copy of the statutes regarding layoff of faculty due to a budget or program decision requiring a program change and such other information or procedural regulations as the chancellor deems appropriate.
(5)Notification period.
(a)In the case of the layoff of faculty due to a budget or program decision requiring a program change, notification must be given at least 12 months in advance of the effective date.
(b)During the 12-month period under par.
(a), and prior to entering layoff status, the chancellor may offer as appropriate, and the faculty member may accept, any of the following:
1. Terminal leave and early retirement.
2. Relocation leave accompanied by resignation.
(c)Acceptance of either option under par.
(b)terminates the faculty member’s association with the system at the end of the leave period.
(6)Faculty hearing committee. The faculty of each institution shall establish a committee or designate an existing committee to serve as a hearing committee for the purposes of this section. The committee shall consist of faculty members of the institution chosen by the faculty in a manner to be determined by the faculty. This standing faculty committee shall conduct the hearing, make a verbatim record of the hearing, prepare a summary of the evidence, and transmit the record and summary along with its recommended findings of law and decision to the board.
(7)Review hearing.
(a)A faculty member who has been notified of layoff is entitled to a hearing before the faculty hearing committee as to the appropriateness of the decision to lay off that particular individual. The budget or program decisions made to discontinue, curtail, modify, or redirect a program are not subject to review in the hearing.
(b)A hearing must be requested within 20 days of the receipt by the faculty member of notification of layoff. The request shall state with particularity the grounds to be relied upon in establishing the impropriety of the decision. Relevant information supplementary to that contained in the notification statement may be requested. The question to be considered in the review is whether one or more of the following improper factors entered into the decision to lay off:
1. Conduct, expressions, or beliefs on the faculty member’s part that are constitutionally protected, or protected by the principles of academic freedom.
2. Factors proscribed by applicable state or federal law regarding fair employment practices.
3. Improper selection of the individual to be laid off.
(c)For purposes of par.
(b), “improper selection” has occurred if material prejudice resulted from any of the following:
1. The procedures required by the board were not followed.
2. Available data bearing materially on the role of the faculty member in the institution were not considered.
3. Unfounded or arbitrary assumptions of fact were made.
4. Immaterial or improper factors other than those specified in par.
(b)entered into the decision.
(d)The committee shall determine whether one or more of the improper factors under par.
(b)entered significantly into and affected the layoff decision on the basis of the evidence presented. If the committee believes that one or more improper factors may have entered into the layoff decision but is convinced that the same decision would have been reached had the error or errors not occurred, the committee shall find the layoff decision to have been proper. The committee shall report its findings and recommendations to the chancellor and the faculty member.
(8)Hearing procedure.
(a)If the faculty hearing committee requests, the chancellor shall provide legal counsel to the committee for a hearing under sub.
(7). The hearing shall be closed unless the faculty member who has been notified of layoff requests an open hearing, in which case it shall be open.
(b)The faculty hearing committee may, on motion of either party, disqualify any one of its members for cause by a majority vote. If one or more of the faculty hearing committee members disqualify themselves or are disqualified, the remaining members may select a number of other members of the faculty equal to the number who have been disqualified to serve, except that alternative methods of replacement may be specified in the rules and procedures adopted by the faculty establishing the hearing committee under sub.
(6). No faculty member who participated in the decision to lay off or who is a material witness may sit in on the faculty hearing committee.
(c)The faculty member shall be given at least 10 days’ notice of the hearing. The hearing shall be held not later than 20 days after the request for hearing except that this time limit may be extended by mutual consent of the parties or by order of the faculty hearing committee.
(d)The faculty member shall have access to the evidence on which the administration intends to rely to support the decision to lay off, and shall be guaranteed all of the following minimal procedural safeguards at the hearing:
1. A right to be heard on his or her own behalf.
2. A right to counsel or other representatives or both, and to offer witnesses.
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