RCW 33.48.200
237 words·~1 min read·
/wa/title-33/chapter-33-48/33-48-200·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
An application for a permit to sell stock shall be in writing and shall be filed in the office of the director by the association.
The application shall include the following:
(1)Regarding the association:
(a)The names and addresses of its officers;
(b)The location of its office;
(c)An itemized account of its financial condition within ninety days of the filing date; and
(d)A copy of all minutes of any proceedings of its directors, shareholders, or stockholders relating to or affecting the issue of such stock;
(2)Regarding the offering:
(a)The names and addresses of the selling stockholders and of the officers of any selling corporation and the partners of any selling partnership;
(b)A copy of any contract concerning the sale of the stock;
(c)A copy of a prospectus or advertisement or other description of the stock prepared for distribution or publication in accordance with requirements prescribed by the director;
(d)A brief description of the method by which the stock is to be offered for sale including the offering price and the underwriting commissions and expense, if any; and
(3)Such additional information as the director may require.
[ 1994 c 92 s 486 ; 1982 c 3 s 102 ; 1973 c 130 s 10 .]
Notes:
Severability — 1982 c 3: See note following RCW 33.04.002 .
Severability — 1973 c 130: See note following RCW 33.24.350 .