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Code · Washington · Title 21 — Securities and Investments · Chapter 21.30

RCW 21.30.270

83 words·~1 min read·/wa/title-21/chapter-21-30/21-30-270

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

No person may at any one time act as a commodity sales representative for more than one commodity broker-dealer or one issuer, except
(1)where the commodity broker-dealers for whom the commodity sales representative will act are affiliated by direct or indirect common control, a commodity sales representative may represent each of those organizations or
(2)where the administrator, by rule or order, authorizes multiple licenses as consistent with the public interest and protection of investors.
[ 1986 c 14 s 28 .]
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