32B-3-203. Initiating a disciplinary proceeding.
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Effective 5/6/2026
32B-3-203. Initiating a disciplinary proceeding.
Subject to Section 32B-3-202 :
(1)Subject to Subsection
(3), the department shall initiate a disciplinary proceeding described in Subsection
(2)if the department:
(a)receives a report from an investigator alleging that a person subject to administrative action violated this title or the rules of the commission;
(b)receives notice of criminal proceedings against a person subject to administrative action on the basis of an alleged violation of this title;
(c)receives notice of civil proceedings in accordance with Chapter 15, Alcoholic Product Liability Act, against a person subject to administrative action on the basis of an alleged violation of this title; or
(d)otherwise becomes aware that a person subject to administrative action on the basis of an alleged violation of this title may have violated this title or commission rule.
(2)Subject to Subsection
(3), if a condition in Subsection
(1)is met, the department shall:
(a)initiate a disciplinary proceeding to determine:
(i)whether a person subject to administrative action violated this title or rules of the commission; and
(ii)if a violation is found, the appropriate sanction to be imposed; and
(b)refer the matter to the State Bureau of Investigation, created in Section 53-10-301 .
(3)The department is not required to initiate a disciplinary proceeding described in Subsection
(2)if after reviewing the information described in Subsection
(1), the department determines:
(a)that there is no basis for initiating a disciplinary proceeding; or
(b)in consultation with the prosecutor, law enforcement, or plaintiff's counsel, as applicable, that initiating a disciplinary proceeding would pose a significant risk of interfering with a criminal or civil proceeding.
(a)Unless waived by the respondent, a disciplinary proceeding shall be held:
(i)if required by law;
(ii)before revoking or suspending a license, permit, or certificate of approval issued under this title; or
(iii)before imposing a fine against a person subject to administrative action.
(b)Inexcusable failure of a respondent to appear at a scheduled disciplinary proceeding hearing after receiving proper notice is an admission of the charged violation.
(c)The validity of a disciplinary proceeding is not affected by the failure of a person to attend or remain in attendance.
Amended by Chapter 39 , 2026 General Session