31A-23a-104. Application for individual license -- Application for agency license.
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Effective 5/7/2025
31A-23a-104. Application for individual license -- Application for agency license.
(1)This section applies to an initial or renewal license as a:
(a)producer;
(b)surplus lines producer;
(c)limited line producer;
(d)consultant;
(e)managing general agent; or
(f)reinsurance intermediary.
(a)Subject to Subsection (2)(b) , to obtain or renew an individual license, an individual shall:
(i)file an application for an initial or renewal individual license with the commissioner on forms and in a manner the commissioner prescribes; and
(ii)except as provided in Subsection
(6), pay a license fee that is not refunded if the application:
(A)is denied; or
(B)is incomplete when filed and is never completed by the applicant.
(b)An application described in this Subsection
(2)shall provide:
(i)information about the applicant's identity;
(ii)the applicant's Social Security number;
(iii)the applicant's personal history, experience, education, and business record;
(iv)whether the applicant is 18 years old or older;
(v)whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111 ;
(vi)if the application is for a resident individual producer license, certification that the applicant complies with Section 31A-23a-203.5 ; and
(vii)any other information the commissioner reasonably requires.
(3)The commissioner may require a document reasonably necessary to verify the information contained in an application filed under this section.
(4)An applicant's Social Security number contained in an application filed under this section is a private record under Section 63G-2-302 .
(a)Subject to Subsection (5)(b) , to obtain or renew an agency license, a person shall:
(i)file an application for an initial or renewal agency license with the commissioner on forms and in a manner the commissioner prescribes; and
(ii)pay a license fee that is not refunded if the application:
(A)is denied; or
(B)is incomplete when filed and is never completed by the applicant.
(b)An application described in Subsection (5)(a) shall provide:
(i)information about the applicant's identity;
(ii)the applicant's federal employer identification number;
(iii)the designated responsible licensed individual;
(iv)the identity of the owners, partners, officers, and directors;
(v)whether the applicant has committed an act that is a ground for denial, suspension, or revocation as set forth in Section 31A-23a-105 or 31A-23a-111 ; and
(vi)any other information the commissioner reasonably requires.
(6)The following individuals are exempt from paying a license fee:
(a)an individual serving in the armed forces of the United States while the individual is stationed within this state, if:
(i)the individual holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
(ii)the license is current and the individual is in good standing in the state or jurisdiction of licensure; and
(b)the spouse of an individual serving in the armed forces of the United States or the spouse of a DOD civilian while the individual or DOD civilian is stationed within this state, if:
(i)the spouse holds a valid license to practice the regulated occupation or profession issued by any other state or jurisdiction recognized by the department; and
(ii)the license is current and the spouse is in good standing in the state or jurisdiction of licensure.
Amended by Chapter 438 , 2025 General Session