§ 80a–47. Liability of controlling persons; preventing compliance with subchapter
268 words·~1 min read·
/usc/title-15/section-80a-47A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
It shall be unlawful for any person, directly or indirectly, to cause to be done any act or thing through or by means of any other person which it would be unlawful for such person to do under the provisions of this subchapter or any rule, regulation, or order thereunder. For purposes of any action brought by the Commission under subsection
(d)or
(e)of section 80a–41 of this title , any person that knowingly or recklessly provides substantial assistance to another person in violation of a provision of this subchapter, or of any rule or regulation issued under this subchapter, shall be deemed to be in violation of such provision to the same extent as the person to whom such assistance is provided. It shall be unlawful for any person without just cause to hinder, delay, or obstruct the making, filing, or keeping of any information, document, report, record, or account required to be made, filed, or kept under any provision of this subchapter or any rule, regulation, or order thereunder. ( Aug. 22, 1940, ch. 686 , title I, § 48, 54 Stat. 846 ; Pub. L. 111–203, title IX, § 929M(b) , July 21, 2010 , 124 Stat. 1861 .)
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3 references not yet in our index
- 54 Stat. 846
- Pub. L. 111-203
- 124 Stat. 1861
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§ 80a–47
Liability of controlling persons; preventing compliance with subchapter
Fed. Reg.×7
Stat.54 Stat. 846
Pub. L.Pub. L. 111-203
Stat.124 Stat. 1861
Cites 3Cited by 7 across 1 source