§ 77z–3. General exemptive authority
128 words·~1 min read·
/usc/title-15/section-77z-3A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The Commission, by rule or regulation, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this subchapter or of any rule or regulation issued under this subchapter, to the extent that such exemption is necessary or appropriate in the public interest, and is consistent with the protection of investors. ( May 27, 1933, ch. 38 , title I, § 28, as added Pub. L. 104–290, title I, § 105(a) , Oct. 11, 1996 , 110 Stat. 3424 ; amended Pub. L. 105–353, title III, § 301(a)(5) , Nov. 3, 1998 , 112 Stat. 3235 .)
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- NoticesConcept release; request for comment
- NoticesFinal rule
- NoticesInterim final temporary rule
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsFinal rule
- Rules and RegulationsSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsSemiannual Regulatory Agenda
- Rules and RegulationsProposed rule
- Proposed RulesPublication of list of rules scheduled for review
- NoticesTemporary final rule
- NoticesSemiannual regulatory agenda
- Proposed RulesSemiannual regulatory agenda
- Proposed RulesProposed rule
- Proposed RulesSemiannual regulatory agenda
- NoticesSECURITIES AND EXCHANGE COMMISSION
- NoticesProposed rule
- Rules and RegulationsInterim final temporary rule
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsSemiannual Regulatory Agenda
- Proposed RulesFinal rule
- Proposed RulesConcept release; request for comment
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsSemiannual regulatory agenda
- Rules and RegulationsSemiannual Regulatory Agenda
- Proposed RulesProposed rule
- Rules and RegulationsTemporary final rule
- NoticesFinal rule
- Rules and RegulationsFinal rule
- Rules and RegulationsSemiannual Regulatory Agenda
- NoticesSemiannual regulatory agenda
- Rules and RegulationsFinal rule; technical amendment
- Rules and RegulationsFinal rule
- NoticesFinal rule
- NoticesSemiannual regulatory agenda
- Rules and RegulationsFinal rule
- NoticesProposed rule
- NoticesInterim final temporary rule
- NoticesSECURITIES AND EXCHANGE COMMISSION
- Rules and RegulationsSemiannual Regulatory Agenda
- Rules and RegulationsFinal rule
- Rules and RegulationsProposed rule
- NoticesPublication of list of rules scheduled for review
- NoticesConcept release
- Rules and RegulationsSemiannual Regulatory Agenda
- NoticesProposed rules
- Proposed RulesSemiannual regulatory agenda
- NoticesFinal rules
- Rules and RegulationsSemiannual regulatory agenda
- NoticesProposed rule
- NoticesPublication of list of rules scheduled for review
- NoticesProposed rule
4 references not yet in our index
- Pub. L. 104-290
- 110 Stat. 3424
- Pub. L. 105-353
- 112 Stat. 3235
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§ 77z–3
General exemptive authority
Fed. Reg.×89
Pub. L.Pub. L. 104-290
Stat.110 Stat. 3424
Pub. L.Pub. L. 105-353
Stat.112 Stat. 3235
Cites 4Cited by 89 across 1 source