§ 77yyy. Penalties
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/usc/title-15/section-77yyyA research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
(May 27, 1933, ch. 38, title III, § 325, as added Aug. 3, 1939, ch. 411, 53 Stat. 1177; amended Pub. L. 94–29, § 27(d), June 4, 1975, 89 Stat. 163.)
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- Public Law 94–29To amend the Securities Exchange Act of 1934 to remove barriers to competition, to foster the development of a national securities market system and a national clearance and settlement system, to make uniform the Securities and Exchange Commission’s authority over self-regulatory organizations, to p
- Public Law 111–203To promote the financial stability of the United States by improving accountability and transparency in the financial system, to end “too big to fail”, to protect the American taxpayer by ending bailouts, to protect consumers from abusive financial services practices, and for other purposes
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7 references not yet in our index
- May 27, 1933, ch. 38
- Aug. 3, 1939, ch. 411
- 53 Stat. 1177
- Pub. L. 94–29, § 27(d)
- 89 Stat. 163
- Pub. L. 94–29
- section 31(a) of Pub. L. 94–29
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§ 77yyy
Penalties
Stat.×2
U.S.C.×1
ActMay 27, 1933, ch. 38
ActAug. 3, 1939, ch. 411
Stat.53 Stat. 1177
Pub. L.Pub. L. 94–29, § 27(d)
Stat.89 Stat. 163
Cites 8 · showing 6Cited by 3 across 2 sources