§ 375.14. Do I have to make any certifications?
147 words·~1 min read·
/us/cfr/t31/s§ 375.14·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
By submitting a tender offering a security or securities for sale, you are deemed to certify to us that:
(a)You are in compliance with this part and the redemption operation announcement;
(b)You will not use any redemption operation information from FedTrade as a basis for any transaction unless:
(1)such information is available to you from another source at the time of the transaction; or
(2)such transaction is solely for the purpose of hedging specific, identifiable risks to you arising from the acceptance or rejection of your offers in a Treasury redemption operation or unwinding hedges of specific, identifiable risks to you arising from securities you redeem in a Treasury redemption operation; and
(c)You will not convey any redemption operation information from FedTrade to another person or entity except for the purpose of effectuating a transaction permitted under paragraph
(b)of this section.
Connections3 cite this
Cited by 3 sections · top 2
Citation graph
cites case law
§ 375.14
Do I have to make any certifications?
Fed. Reg.×3
Cites 0Cited by 3 across 1 source