§ 180.355. What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
40 words·~1 min read·
/us/cfr/t2/s§ 180.355·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Before you enter into a covered transaction with a person at the next higher tier, you, as a lower tier participant, must notify that person if you know that you or any of the principals are presently excluded or disqualified.