§ 449.2. Form G-FINW, notification by financial institutions of cessation of status as government securities broker or dealer pursuant to section 15C(a)(1)(B)(i) of the Securities Exchange Act of 1934 and § 400.6 of this chapter.
90 words·~1 min read·
/us/cfr/t17/s§ 449.2·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This form is to be used by financial institutions that are government securities brokers or dealers to notify their appropriate regulatory agency that they have ceased to function as a government securities broker or dealer. The form is promulgated by the Board of Governors of the Federal Reserve System and is available from the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and the SEC. \[52 FR 27956, July 24, 1987, as amended at 79 FR 38456, July 8, 2014\]
Connections3 cite this
Cited by 3 sections
Citation graph
cites case law
§ 449.2
Form G-FINW, notification by financial institutions of cessation of status as government securities broker or dealer pursuant to section 15C(a)(1)(B)(i) of the Securities Exchange Act of 1934 and § 400.6 of this chapter.
Fed. Reg.×3
Cites 0Cited by 3 across 1 source