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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 403 — Protection of Customer Securities and Balances · § 403.3

§ 403.3. Use of customers' free credit balances.

47 words·~1 min read·/us/cfr/t17/s§ 403.3·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to "broker or dealer" in § 240.15c3-2 shall include government securities brokers and dealers.
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