§ 38.605. Requirements for financial surveillance program.
44 words·~1 min read·
/us/cfr/t17/s§ 38.605·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.