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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 37 — Swap Execution Facilities · § 37.301

§ 37.301. General requirements.

84 words·~1 min read·/us/cfr/t17/s§ 37.301·

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To demonstrate to the Commission compliance with the requirements of § 37.300, a swap execution facility shall, at the time it submits a new swap contract in advance to the Commission pursuant to part 40 of this chapter, provide the applicable information as set forth in appendix C to part 38 of this chapter---Demonstration of Compliance That a Contract is not Readily Susceptible to Manipulation. A swap execution facility may also refer to the guidance and/or acceptable practices in appendix B of this part.
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§ 37.301
General requirements.
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