§ 37.1200. Core Principle 12---Conflicts of interest.
30 words·~1 min read·
/us/cfr/t17/s§ 37.1200·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The swap execution facility shall:
(a)Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b)Establish a process for resolving the conflicts of interest.