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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 37 — Swap Execution Facilities · § 37.1001

§ 37.1001. Recordkeeping.

81 words·~1 min read·/us/cfr/t17/s§ 37.1001·

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A swap execution facility shall maintain records of all activities relating to the business of the facility, in a form and manner acceptable to the Commission, for a period of at least five years. A swap execution facility shall maintain such records, including a complete audit trail for all swaps executed on or subject to the rules of the swap execution facility, investigatory files, and disciplinary files, in accordance with the requirements of § 1.31 and part 45 of this chapter.
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§ 37.1001
Recordkeeping.
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