§ 300.201. Accounts introduced by same or different broker or dealer.
53 words·~1 min read·
/us/cfr/t17/s§ 300.201·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.