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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 300 — Rules of the Securities Investor Protection Corporation · § 300.102

§ 300.102. Accounts held by executors, administrators, guardians, etc.

115 words·~1 min read·/us/cfr/t17/s§ 300.102·

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(a)Accounts held with a member in the name of a decedent or in the name of his estate or in the name of the executor or administrator of the estate of the decedent shall be combined so as to constitute a single account of a separate customer.
(b)An account held with a member by a guardian, custodian, or conservator for the benefit of a ward or for the benefit of a minor under the Uniform Gifts to Minors Act or in a similar capacity shall be deemed to be held by such guardian, custodian, or conservator in a different capacity from any account or accounts maintained by such person in his individual capacity.
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