§ 3.57. Proceedings under section 8a(2)(E) of the Act.
32 words·~1 min read·
/us/cfr/t17/s§ 3.57·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The Commission will not initiate a proceeding under section 8a(2)(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.