§ 279.3. Form ADV-H, application for a temporary or continuing hardship exemption.
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/us/cfr/t17/s§ 279.3·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption. \[65 FR 57451, Sept. 22, 2000\] Editorial Note:For Federal Register citations affecting Form ADV-H, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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- NoticesProposed rule
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- Proposed RulesPublication of list of rules scheduled for review
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§ 279.3
Form ADV-H, application for a temporary or continuing hardship exemption.
Fed. Reg.×18
C.F.R.×2
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