§ 275.222-2. Definition of "client" for purposes of the national de minimis standard.

40 words·~1 min read·/us/cfr/t17/s§ 275.222-2·

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For purposes of section 222(d)(2) of the Act (15 U.S.C. 80b-18a(d)(2)), an investment adviser may rely upon the definition of "client" provided by § 275.202(a)(30)-1, without giving regard to paragraph (b)(4) of that section. \[76 FR 43014, July 19, 2011\]

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U.S. Code

State regulation of investment advisers
§ 80b–18a

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§ 275.222-2

Definition of "client" for purposes of the national de minimis standard.

Fed. Reg.×5

U.S.C.§ 80b–18a

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