Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

§
Marginalia
Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 275 — Rules and Regulations, Investment Advisers Act of 1940 · § 275.203-2

§ 275.203-2. Withdrawal from investment adviser registration.

186 words·~1 min read·/us/cfr/t17/s§ 275.203-2·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

(a)Form ADV-W. You must file Form ADV-W (17 CFR 279.2) to withdraw from investment adviser registration with the Commission (or to withdraw a pending registration application).
(b)Electronic filing. Once you have filed your Form ADV (17 CFR 279.1) (or any amendments to Form ADV) electronically with the Investment Adviser Registration Depository (IARD), any Form ADV-W you file must be filed with the IARD, unless you have received a hardship exemption under § 275.203-3.
(c)Effective date---upon filing. Each Form ADV-W filed under this section is effective upon acceptance by the IARD, provided however that your investment adviser registration will continue for a period of sixty days after acceptance solely for the purpose of commencing a proceeding under section 203(e) of the Act (15 U.S.C. 80b-3(e)).
(d)Filing fees. You do not have to pay a fee to file Form ADV-W through the IARD.
(e)Form ADV-W is a report. Each Form ADV-W required to be filed under this section is a "report" within the meaning of sections 204 and 207 of the Act (15 U.S.C. 80b-4 and 80b-7). \[65 FR 57449, Sept. 22, 2000\]
Connections25 cite this · traces to 4
Cited by 25 sections · top 22
Citation graph
cites case law
§ 275.203-2
Withdrawal from investment adviser registration.
Fed. Reg.×25
C.F.R.§ 279.2
C.F.R.§ 279.1
U.S.C.§ 80b–3
U.S.C.§ 80b–4
Cites 4Cited by 25 across 1 source
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.