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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 274 — Forms Prescribed Under the Investment Company Act of 1940 · § 274.202

§ 274.202. Form 3, initial statement of beneficial ownership of securities.

77 words·~1 min read·/us/cfr/t17/s§ 274.202·

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This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.) \[67 FR 43537, June 28, 2002\] Editorial Note:For Federal Register citations affecting Form 3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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§ 274.202
Form 3, initial statement of beneficial ownership of securities.
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