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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 274 — Forms Prescribed Under the Investment Company Act of 1940 · § 274.150

§ 274.150. Form N-PORT, Monthly portfolio holdings report.

163 words·~1 min read·/us/cfr/t17/s§ 274.150·

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Link to an amendment published at 89 FR 73797, Sept. 11, 2024.
(a)Except as provided in paragraph
(b)of this section, this form shall be used by registered management investment companies or exchange-traded funds organized as unit investment trusts, or series thereof, to file reports pursuant to § 270.30b1-9 of this chapter not later than 60 days after the end of each fiscal quarter.
(b)Form N-PORT shall not be filed by a registered open-end management investment company that is regulated as a money market fund under § 270.2a-7 of this chapter or a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), or series thereof. Note: The text of Form N-PORT will not appear in the Code of Federal Regulations. \[84 FR 7988, Mar. 6, 2019\] Editorial Note:For Federal Register citations affecting Form N-PORT, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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