Tap any paragraph to write a margin note. Your notes collect in the Desk below the text and file under cases with @. The side-by-side margin rail opens on a larger screen.

§
Marginalia
Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 270 — Rules and Regulations, Investment Company Act of 1940 · § 270.0-3

§ 270.0-3. Amendments to registration statements and reports.

284 words·~1 min read·/us/cfr/t17/s§ 270.0-3·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

Registration statements filed with the Commission pursuant to section 8 (54 Stat. 803; 15 U.S.C. 80a-8) and reports filed with the Commission pursuant to section 30 (54 Stat. 836; 15 U.S.C. 80a-35) may be amended in the following manner:
(a)Each amendment shall conform to the requirements for the registration statement or report it amends with regard to filing, number of copies filed, size, paper, ink, margins, binding, and similar formal matters.
(b)Each amendment to a particular statement or report shall have a facing sheet as follows: Securities and Exchange Commission Washington, DC 20549 Amendment No.\_\_\_\_\_\_\_\_\_\_ to Form\_\_\_\_\_\_\_\_\_\_\_\_ File No.\_\_\_\_\_\_\_\_\_\_\_\_ (Describe the nature of the statement or report) Dated \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_, 19\_\_\_\_, Pursuant to Section \_\_\_\_\_\_\_\_\_\_ of the Investment Company Act of 1940 \ Name of Registrant \ Address of Principal Office of Registrant The facing sheet shall contain in addition any other information required on the facing sheet of the form for the statement or report which is being amended. Amendments to a particular statement or report which is being consecutively in the order in which filed with the Commission.
(c)Each amendment shall contain in the manner required in the original statement or report the text of every item to which it relates and shall set out a complete amended answer to each such item. However, amendments to financial statements may contain only the particular statements or schedules in fact amended.
(d)Each amendment shall have a signature sheet containing the form of signature required in the statement or report it amends. (Secs. 8, 30, 54 Stat. 803, 74 Stat. 201; 15 U.S.C. 80a-8, 80a-29) \[Rule N-3, 6 FR 3966, Aug. 8, 1941, as amended at 33 FR 3217, Feb. 21, 1968\]
Connectionstraces to 2
3 references not yet in our index
  • 54 Stat. 803
  • 54 Stat. 836
  • 74 Stat. 201
Citation graph
cites case law
§ 270.0-3
Amendments to registration statements and reports.
U.S.C.§ 80a–8
U.S.C.§ 80a–35
Stat.54 Stat. 803
Stat.54 Stat. 836
Stat.74 Stat. 201
Cites 5Cited by 0 across 0 sources
★   the supreme law of the land   ★
Don't Tread on Me
E Pluribus Unum — out of many, one

"If you don't know your rights, you don't have any."

Marginalia · a citizen's law index
A research desk, not legal advice. Always read the cited source before relying on a summary.
Questions or an issue? support@self-law.org
disclaimerMarginalia is a research index, not a law firm. Nothing on this site is legal, tax, or financial advice and no attorney–client relationship is formed by using it. Statutes, regulations, and case law change; summaries, search results, AI output, and member posts may be incomplete, out of date, or wrong. Any interpretation drawn from material on this site should be validated by a licensed attorney in your jurisdiction before you act on it.