§ 260.4a-3. Exempted securities under section 304(a)(9).
112 words·~1 min read·
/us/cfr/t17/s§ 260.4a-3·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The provisions of the Trust Indenture Act of 1939 shall not apply to any security which has been or is to be issued under an indenture which limits the aggregate principal amount of securities at any time outstanding thereunder to \$10,000,000 or less, but this exemption shall not be applied within a period of thirty-six consecutive months to more than \$10,000,000 aggregate principal amount of securities of the same issuer. (Secs. 304(a)(8) and 304(a)(9) of the Trust Indenture Act of 1939, (sec. 302, Pub. L. 96-477; secs. 304(a)(8), 304(a)(9), 53 Stat. 1153; 15 U.S.C. 77ddd(a)(8), 77ddd(a)(9))) \[46 FR 63256, Dec. 31, 1981. Redesignated and amended at 57 FR 36501, Aug. 13, 1992\]
Connectionstraces to 1
Traces to 1 document
2 references not yet in our index
- Pub. L. 96-477
- 53 Stat. 1153
Citation graph
cites case law
§ 260.4a-3
Exempted securities under section 304(a)(9).
Pub. L.Pub. L. 96-477
Stat.53 Stat. 1153
Cites 3Cited by 0 across 0 sources